# CATHAY CAPITAL NA, LLC

CATHAY CAPITAL NA, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 268816
- Type: SEC-registered investment adviser
- SEC file number: 801-104468
- Location: 150 E. 52ND STREET, SUITE 20001, NEW YORK, NY, 10022
- Phone: 212-858-9020
- Latest filing: 2026-03-27
- Regulatory AUM: $76.6M
- Discretionary AUM: $76.6M
- Clients: 6
- Accounts: 6

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Mingpo Cai](https://search.stillhousedata.com/person/670087) | PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY; SHAREHOLDER | — |
| [Mark Matvey Woods](https://search.stillhousedata.com/person/670088) | PARTNER; PARTNER, CHIEF COMPLIANCE OFFICER | — |
| [Andre Puong](https://search.stillhousedata.com/person/700040) | PARTNER, CHIEF COMPLIANCE OFFICER | — |
| [CAI MINGPO](https://search.stillhousedata.com/person/815512) | PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY; SHAREHOLDER | — |
| [HOFFMAN DAVID GORDON](https://search.stillhousedata.com/person/815513) | MANAGING PARTNER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER (+3 more) | — |
| [HU NINGFENG](https://search.stillhousedata.com/person/815514) | MANAGING PARTNER | — |
| [DUAN LANCHUN](https://search.stillhousedata.com/person/815515) | MANAGING PARTNER | — |
| [SILVA EMILY K](https://search.stillhousedata.com/person/816348) | CHIEF COMPLIANCE OFFICER | — |
| [Puong Andre](https://search.stillhousedata.com/person/849497) | PARTNER, CHIEF COMPLIANCE OFFICER | — |
| [WOODS MARK MATVEY](https://search.stillhousedata.com/person/849498) | PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/268816/brochure
- Similar advisers: https://search.stillhousedata.com/firm/268816/similar
- Related entities: https://search.stillhousedata.com/firm/268816/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/268816

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.