# FIRST NATIONAL ADVISERS, LLC

FIRST NATIONAL ADVISERS, LLC of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 277146
- Type: SEC-registered investment adviser
- SEC file number: 801-103473
- Location: 14010 FNB PARKWAY, SUITE 200, OMAHA, NE, 68154
- Phone: (800) 538-7298
- Latest filing: 2026-06-16
- Regulatory AUM: $7.4B
- Discretionary AUM: $7.4B
- Clients: 35
- Accounts: 3,823

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Albert Ashok Moore | CHIEF COMPLIANCE OFFICER | — |
| Stacy Alan Auman | DIRECTOR | — |
| Kurtis Deene Spieler | DIRECTOR | — |
| Craig Michael Sall | DIRECTOR; PRESIDENT | — |
| RICHTER CHARLES HENRY | CHIEF COMPLIANCE OFFICER | — |
| SPIELER KURTIS DEENE | DIRECTOR | — |
| HOFFMAN DOUGLAS EDWARD | CHIEF COMPLIANCE OFFICER | — |
| ALANIZ LORENZO ERIC | CHIEF COMPLIANCE OFFICER | — |
| SALL CRAIG MICHAEL | DIRECTOR | — |
| BLACKBURN CELESTE MARIE | CHIEF COMPLIANCE OFFICER | — |
| SOMELOFSKE THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| MOORE ALBERT ASHOK | CHIEF COMPLIANCE OFFICER | — |
| ENGELMANN RICHARD O | PORTFOLIO MANAGER, INVESTMENT MANAGEMENT | — |
| AUMAN STACY ALAN | DIRECTOR; DIRECTOR, INVESTMENT MANAGEMENT | — |
| ENGELMANN RICHARD ALVIN | PORTFOLIO MANAGER | — |
| John Russel Vanneman | CHIEF INVESTMENT OFFICER | — |
| Brett Michael Badalucco | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Burroughs Thompson | OFFICER | — |
| Laura Beth O'Connor | OFFICER | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-08-16 | regulatory | THE OCC ALLEGED THAT FNBO ENGAGED IN UNFAIR BILLING PRACTICES WITH REGARD TO IDENTITY PROTECTION PRODUCTS OFFERED IN THE CREDIT CARD DIVISION THAT RESULTED IN VIOLATIONS OF SECTION 5 OF THE FEDERAL TRADE COMMISSION ACT. | Final | $3.0M |
| 2016-08-16 | regulatory | THE CFPB ALLEGED THAT FNBO ENGAGED IN UNFAIR BILLING AND ENROLLMENT PRACTICES WITH RESPECT TO DEBT CANCELLATION AND CREDIT MONITORING PRODUCTS THAT RESULTED IN VIOLATIONS OF SECTION 1031 AND 1036 OF THE CONSUMER FINANCIAL PROTECTION ACT OF 2010. | Final | $4.5M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/277146/brochure
- Similar advisers: https://search.stillhousedata.com/firm/277146/similar
- Related entities: https://search.stillhousedata.com/firm/277146/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/277146

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.