# L.M. KOHN & COMPANY

L.M. KOHN & COMPANY of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 27913
- Type: SEC-registered investment adviser
- SEC file number: 801-38116
- Location: 10151 CARVER RD., SUITE 100, CINCINNATI, OH, 45242
- Phone: 513-792-0301
- Latest filing: 2025-04-08
- Regulatory AUM: $2.1B
- Discretionary AUM: $849.2M
- Non-discretionary AUM: $1.2B
- Clients: 85
- Accounts: 5,799

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Larry Michael Kohn | CEO/COB/TREASURER | — |
| Carl Robert Hollister | PRESIDENT | — |
| Andrew Leonard Kohn | VICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER | — |
| Robert Hubert Jr Chess | CHIEF COMPLIANCE OFFICER | — |
| KOHN LARRY MICHAEL | CEO/COB/TREASURER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HOLLISTER CARL ROBERT | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; EXECUTIVE VICE PRESIDENT OF BROKERAGE & CORPORATE FINANCE; EXECUTIVE VICE PRESIDENT OF BROKERAGE & CORPORATE FINANCE/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| DONNELLON TERRENCE MICHAEL | SECRETARY | — |
| KOHN ANDREW LEONARD | VICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER; VP OF COMPLIANCE/ASST. SECRETARY-TREASURER | — |
| BELL MIKE MARTIN | CHIEF COMPLIANCE OFFICER | — |
| CHON TIMOTHY BRYAN | CHIEF OPERATING OFFICER/ASST. SECRETARY | — |
| CHESS ROBERT HUBERT JR | CHIEF COMPLIANCE OFFICER; DIRECTOR OF SUPERVISION | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-03-11 | regulatory | IA RELEASE 5152, MARCH 11, 2019: THE SECURITIES AND EXCHANGE COMMISSION DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE INSTITUTED AGAINST L.M. KOHN & COMPANY ("RESPONDENT"). ON THE BASIS OF THIS ORDER AND RESPONDENT'S OFFER, THE COMMISS… | Final | — |
| — | regulatory | — | — | — |


## Branch offices (32)

_Showing 15 of 32 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| TROY | MI | 5 | 248-590-2825 |
| NORTH ROYALTON | OH | 4 | 440-652-6370 |
| HARRISONBURG | VA | 3 | 540-434-2505 |
| CLAYTON | MO | 3 | 314-282-0700 |
| CEDAR FALLS | IA | 3 | 319-352-2357 |
| ROCKY RIVER | OH | 2 | 2166960167 |
| LOUISVILLE | KY | 2 | 502-583-4412 |
| DUNMORE | PA | 2 | (570) 342-6669 |
| SAGINAW | MI | 2 | 989-759-9761 |
| HOLLAND | MI | 2 | 616-871-2872 |
| ANN ARBOR | MI | 2 | 734-348-8900 |
| ROCKY RIVER | OH | 2 | 2166960167 |
| TROY | OH | 1 | 937-552-7307 |
| ORLANDO | FL | 1 | 407-252-4746 |
| WEST CHESTER | OH | 1 | 513-563-3469 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/27913/brochure
- Similar advisers: https://search.stillhousedata.com/firm/27913/similar
- Related entities: https://search.stillhousedata.com/firm/27913/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/27913

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.