# CAVALIER INVESTMENTS, LLC

CAVALIER INVESTMENTS, LLC of ALPHARETTA, GA is an SEC-registered investment adviser.

## Registration

- CRD: 281201
- Type: SEC-registered investment adviser
- SEC file number: 801-106545
- Location: 12600 DEERFIELD PARKWAY, SUITE 100, ALPHARETTA, GA, 30004
- Phone: 888.721.4588
- Latest filing: 2026-03-30
- Regulatory AUM: $421.4M
- Discretionary AUM: $418.3M
- Non-discretionary AUM: $3.1M
- Clients: 7
- Accounts: 7

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey Andrew Smith | CHIEF COMPLIANCE OFFICER | Humacao, PR |
| Gregory Allan Rutherford | OWNER; PRESIDENT AND CEO | — |
| Brian Thomas Mackenzie | CHIEF COMPLIANCE OFFICER | — |
| Gary Scott Wetherington | CHIEF INVESTMENT OFFICER | — |
| Maria S Brookhouser | DIRECT OWNER | — |
| SHANAHAN TIMOTHY FRANCIS | TREASURER, CFO; TREASURER, CFO, CCO | — |
| SMITH CLARENCE ANDREW | CHIEF COMPLIANCE OFFICER | — |
| RUTHERFORD GREGORY ALLAN | OWNER; PRESIDENT AND CEO; SECRETARY, DIRECTOR (+3 more) | — |
| CHAISSON SCOTT STEPHEN | CEO, PRESIDENT, DIRECTOR; OWNER; PRESIDENT, DIRECTOR | — |
| DELGIUDICE RYAN | CHIEF COMPLIANCE OFFICER | — |
| GARVEY LUANNE MORRIS | CHIEF COMPLIANCE OFFICER | — |
| DELGIUDICE RYAN L | CHIEF COMPLIANCE OFFICER | — |
| WETHERINGTON GARY SCOTT | CHIEF INVESTMENT OFFICER | — |
| Brookhouser Maria S | DIRECT OWNER | — |
| Villegas Raulin Keith | CHIEF COMPLIANCE OFFICER | — |
| DALKIN JOCELYN M | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 888-721-4588 |
| — | — | 1 | 888-721-4588 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/281201/brochure
- Similar advisers: https://search.stillhousedata.com/firm/281201/similar
- Related entities: https://search.stillhousedata.com/firm/281201/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/281201

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.