# RIA SERVICES, LLC

RIA SERVICES, LLC of WEST BEND, WI is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 281520
- Type: SEC-registered investment adviser
- SEC file number: 801-120760
- Location: 1755 W. PARADISE DR., WEST BEND, WI, 53095
- Phone: 262-226-2729
- Latest filing: 2026-03-25
- Regulatory AUM: $276.1M
- Discretionary AUM: $276.1M
- Clients: 5
- Accounts: 1,173

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| David Scott Lake | MEMBER | — |
| David Leo Rosenow | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ROSENOW DAVID LEO | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| LAKE DAVID SCOTT | MEMBER | — |
| AJANGO MICHAEL FLYNN | MEMBER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/281520/brochure
- Similar advisers: https://search.stillhousedata.com/firm/281520/similar
- Related entities: https://search.stillhousedata.com/firm/281520/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/281520

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.