# GIBBS WEALTH MANAGEMENT, LLC

GIBBS WEALTH MANAGEMENT, LLC of ALPHARETTA, GA is an SEC-registered investment adviser.

## Registration

- CRD: 281621
- Type: SEC-registered investment adviser
- SEC file number: 801-123227
- Location: 3980 OLD MILTON PARKWAY, ALPHARETTA, GA, 30005
- Phone: 678-694-8770
- Latest filing: 2026-07-01
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.0B
- Non-discretionary AUM: $19.0M
- Clients: 147
- Accounts: 5,357

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Edward Byron Gibbs | MANAGING MEMBER/OWNER | — |
| Daniel Roy Mowery | PRESIDENT | — |
| Valerie S Smithey | CHIEF COMPLIANCE OFFICER | — |
| Askari J Foy | CHIEF COMPLIANCE OFFICER | — |
| LEE DAVID | CHIEF COMPLIANCE OFFICER | — |
| GIBBS EDWARD BYRON | MANAGING MEMBER/OWNER | — |
| vandeBeek Peter Tyler | CHIEF COMPLIANCE OFFICER | — |
| MOWERY DANIEL ROY | PRESIDENT | — |
| Susanne Marie Naso | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (36)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-12-01 | civil | THE SUIT WAS FILED TO RECOVER MONIES PREVIOUSLY PAID TO MR. ORFIN IN RELATION TOSECURITIES SOLD ON BEHALF OF WOODBRIDGE GROUP OF COMPANIES ON THE GROUNDSTHAT PAYMENTS WERE FRAUDULENT AND LIABLE FOR THE SALE OF UNREGISTEREDSECURITIES, FRAUD, AND AIDING AND ABETTING FRAUD. | Final | $120K |
| 2018-01-29 | regulatory | ORDERED TO IMMEDIATELY CEASE AND DESIST FROM ALLEGEDLY VIOLATINGMCL 451.2301 AND 452.2402(1) | Final | $10K |
| 2018-01-29 | regulatory | STATE OF MICHIGAN DEPARTMENT OF INSURANCE AND FINANCIAL SERVICES(DIFS) ALLEGES VIOLATIONS OF THE FOLLOWING PROVISIONS OF THEMICHAIGAN INSURANCE CODE: MCL 500.1247(1), MCL 500.1239(1)(G), ANDMCL 500.1239(2)(E). | Final | $3K |
| 2015-01-15 | regulatory | A NUMBER OF CLIENTS SOLD SECURITIES IN ORDER TO PURCHASE ANNUITIES MR. WATSON SUGGESTED AND SOLD | Final | $3K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/281621/brochure
- Similar advisers: https://search.stillhousedata.com/firm/281621/similar
- Related entities: https://search.stillhousedata.com/firm/281621/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/281621

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.