# AZ APICE CAPITAL MANAGEMENT LLC

AZ APICE CAPITAL MANAGEMENT LLC of MIAMI, FL is an SEC-registered investment adviser.

## Registration

- CRD: 281973
- Type: SEC-registered investment adviser
- SEC file number: 801-107020
- Location: 1450 BRICKELL AVE, SUITE 2610, MIAMI, FL, 33131
- Phone: 305-912-0915
- Latest filing: 2025-03-06
- Regulatory AUM: $375.8M
- Discretionary AUM: $364.8M
- Non-discretionary AUM: $11.0M
- Clients: 4
- Accounts: 224

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Massimo Guiati | MANAGER | New York, NY |
| Carlos Javier Gonzalez | CCO | — |
| Maria Grazia Sonzogni | MANAGER | — |
| Marita Sobiglia Freddi | MANAGER | — |
| Bruno Colaco Gorgatti | MEMBER, MANAGING PARTNER | — |
| Walter Jose Alves | MANAGING PARTNER | — |
| Giuseppe Nmn Perrucci | MANAGER | — |
| GONZALEZ STAWINSKI CARLOS JAVIER | CCO | — |
| BRITO ROBERT M | CHIEF COMPLIANCE OFFICER | — |
| ROCK PIERGIACOMO | MEMBER, CEO / CCO; MEMBER, MANAGING PARTNER | — |
| BLEI GABRIELE ROBERTO | MANAGER | — |
| BARENGHI DAVIDE ARIETTO | MANAGER | — |
| FREDDI MARITA SOBIGLIA | MANAGER | — |
| SONZOGNI MARIA GRAZIA | MANAGER | — |
| GORGATTI BRUNO COLACO | MEMBER, MANAGING PARTNER | — |
| ALVES WALTER JOSE | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER; MANAGING PARTNER; MEMBER, MANAGING PARTNER | — |
| BARENGHI DAVIDE A | MANAGER | — |
| FREDDI MARITA S | MANAGER | — |
| SONZOGNI MARIA G | MANAGER | — |
| Perrucci Giuseppe | MANAGER | — |
| PERRUCCI GIUSEPPE NMN | MANAGER | — |
| Guiati Massimo | MANAGER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-09 | regulatory | THE SEC FOUND THAT FOR A SPECIFIC PERIOD OF TIME AZ APICE DISSEMINATED IN THEIR WEBSITE, TO A MASS AUDIENCE, STATEMENTS THAT WERE FOUND TO BE MISLEADING. SPECIFICALLY, STATEMENTS THAT CONTAINED LANGUAGE THAT ASSERTED THAT AZ APICE WAS "CONFLICT FREE" OR "FREE FROM CONFLICTS". AS A RESULT, AZ APICE V… | Final | $75K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/281973/brochure
- Similar advisers: https://search.stillhousedata.com/firm/281973/similar
- Related entities: https://search.stillhousedata.com/firm/281973/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/281973

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.