# DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

DRAGON FINANCIAL AND INVESTMENT GROUP, LLC of SAN MATEO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 282113
- Type: SEC-registered investment adviser
- SEC file number: 801-106920
- Location: 1700 S. EL CAMINO REAL, SUITE 200, SAN MATEO, CA, 94402
- Phone: 650-571-8888
- Latest filing: 2020-06-26
- Clients: 7

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| MAH JOSEPH | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| CHAO MARIE | MANAGER AND MEMBER | — |
| AU ALFRED | MEMBER | — |
| CHAO MARIE YIP | MANAGER AND MEMBER | — |
| MAH JOSEPH C | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| AU ALFRED HO FAI | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282113/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282113/similar
- Related entities: https://search.stillhousedata.com/firm/282113/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282113

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.