# HPS INVESTMENT PARTNERS, LLC HPS INVESTMENT PARTNERS, LLC of NEW YORK, NY is an SEC-registered investment adviser. ## Registration - CRD: 282125 - Type: SEC-registered investment adviser - SEC file number: 801-107234 - Location: 40 WEST 57TH STREET, 33RD FLOOR, NEW YORK, NY, 10019 - Phone: 212-287-6767 - Latest filing: 2026-05-20 - Regulatory AUM: $175.7B - Discretionary AUM: $170.6B - Non-discretionary AUM: $5.1B - Clients: 826 - Accounts: 293 ## Business model - Compensation: % of AUM, Performance - Clients served: Pooled vehicles, Investment cos ## Officers, owners & control persons (25) | Name | Role | Location | | --- | --- | --- | | Faith Rosenfeld | BOARD MEMBER; CHIEF ADMINISTRATIVE OFFICER (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR | New York, NY | | Michael D Patterson | BOARD MEMBER | New Castle, DE | | Purnima Puri | BOARD MEMBER | New York, NY | | Scott Bancroft Kapnick | BOARD MEMBER; CHIEF EXECUTIVE OFFICER (HPS INVESTMENT PARTNERS, LLC); SOLE MEMBER | — | | Paul Ryan Knollmeyer | CHIEF FINANCIAL OFFICER AND CHIEF RISK OFFICER (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR | — | | Yoohyun Katherine Choi | GENERAL COUNSEL (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR | — | | Joseph James Virgilio | CHIEF COMPLIANCE OFFICER (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR | — | | Scot Powell French | BOARD MEMBER | — | | OLIVA JOHN LEO | CHIEF COMPLIANCE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR | — | | KNOLLMEYER PAUL RYAN | CHIEF FINANCIAL OFFICER AND CHIEF RISK OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER AND CHIEF RISK OFFICER (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR | — | | KAPNICK SCOTT BANCROFT | BOARD MEMBER; CHIEF EXECUTIVE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC); CHIEF EXECUTIVE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING PARTNER (+2 more) | — | | ROSENFELD FAITH | BOARD MEMBER; CHIEF ADMINISTRATIVE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR; CHIEF ADMINISTRATIVE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING PARTNER (+1 more) | — | | FRIEDMAN CLIFFORD HALL | MEMBER (CVC III PARTNERS LLC) | — | | BOYD LIZA ANNE | MEMBER (CVC III PARTNERS LLC) | — | | WASSERMAN THOMAS BARTON | MEMBER (CVC III PARTNERS LLC) | — | | CHOI YOOHYUN KATHERINE | GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC); GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR; GENERAL COUNSEL (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR | — | | IDEI NOBUYUKI | MEMBER (CVC III PARTNERS LLC) | — | | BERG LARS | MEMBER (CVC III PARTNERS LLC) | — | | VIRGILIO JOSEPH JAMES | CHIEF COMPLIANCE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER (HPS INVESTMENT PARTNERS, LLC)/MANAGING DIRECTOR | — | | Kapnick Richard Bradshaw | TRUSTEE | — | | PURI PURNIMA | BOARD MEMBER | — | | PATTERSON MICHAEL D | BOARD MEMBER | — | | FRENCH SCOT POWELL | BOARD MEMBER | — | | Demby Steven Charles | TRUSTEE | — | | Michael D. Patterson | BOARD MEMBER | — | ## Disclosures (28) | Initiated | Type | Allegations | Status | Amount | | --- | --- | --- | --- | --- | | 2024-11-27 | civil | ON NOVEMBER 27, 2024, TEXAS ATTORNEY GENERAL KEN PAXTON AND ATTORNEYS GENERAL FROM 10 OTHER STATES (ALABAMA, ARKANSAS, INDIANA, IOWA, KANSAS, MISSOURI, MONTANA, NEBRASKA, WEST VIRGINIA, AND WYOMING) FILED A COMPLAINT AGAINST BLACKROCK, VANGUARD, AND STATE STREET (THE "MANAGERS") ALLEGING THAT THE MA… | Pending | — | | 2024-08-22 | regulatory | ON AUGUST 22, 2024, THE INDIANA SECURITIES COMMISSIONER (THE "COMMISSIONER") ISSUED A CEASE AND DESIST ORDER (THE "ORDER") AGAINST BLACKROCK, INC. AND SEVERAL OF ITS ADVISORY AFFILIATES, (COLLECTIVELY, "BLACKROCK"). THE ORDER ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS ABOUT HOW WE MANAGE… | Pending | — | | 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Pending | — | | 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Final | — | | 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH BLACKROCK'S ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN F… | Final | — | | 2021-07-19 | regulatory | ON DATES IN 2017 AND IN 2018, BLACKROCK, INC. WAS LATE IN MAKING CERTAIN THRESHOLD FILINGS WITH THE SWISS REGULATOR. THESE LATE FILINGS WERE CAUSED BY TWO SEPARATE ISSUES: (1) INCORRECT SHARE ISSUE INFORMATION PROVIDED TO BLACKROCK BY ITS THIRD PARTY VENDOR; AND, (2) BLACKROCK'S OUTGOING EMAIL QUARA… | Final | $50K | | 2021-01-22 | regulatory | THE CME CONCLUDED THAT BLACKROCK VIOLATED CHICAGO BOARD OF TRADE (CBOT) RULE 562, WHICH PROHIBITS FIRMS FROM HOLDING POSITIONS ON THE CME LARGER THAN THE LIMITS PROSCRIBED BY CME RULES. | Final | $120K | | 2017-01-17 | regulatory | THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") FOUND THAT A HISTORIC VERSION OF BLACKROCK INC.'S ("BLACKROCK") FORM EMPLOYEE SEPARATION AND RELEASE AGREEMENT ("AGREEMENT") VIOLATED DODD FRANK'S WHISTLEBLOWER PROVISIONS, (RULE 21F-17 UNDER THE SECURITIES AND EXCHANGE ACT OF 1934). THE AGREEMENT,… | Final | $340K | ## Related pages - Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282125/brochure - Similar advisers: https://search.stillhousedata.com/firm/282125/similar - Related entities: https://search.stillhousedata.com/firm/282125/related - SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282125 --- Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com). Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.