# BREAKWATER FINANCIAL, LLC

BREAKWATER FINANCIAL, LLC of NEEDHAM, MA is an SEC-registered investment adviser.

## Registration

- CRD: 282401
- Type: SEC-registered investment adviser
- SEC file number: 801-131321
- Location: 117 KENDRICK STREET, SUITE 300, NEEDHAM, MA, 02494-2724
- Phone: 617-849-8019
- Latest filing: 2026-07-13
- Regulatory AUM: $127.9M
- Discretionary AUM: $127.9M
- Clients: 1
- Accounts: 281

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Abraham Ringer | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| WINN CHRISTOPHER EDWARD | MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| RINGER DANIEL ABRAHAM | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 617-849-8019 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282401/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282401/similar
- Related entities: https://search.stillhousedata.com/firm/282401/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282401

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.