# WILLOW ASSET MANAGEMENT LLC

WILLOW ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 282487
- Type: SEC-registered investment adviser
- SEC file number: 801-107574
- Location: 245 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY, 10016
- Phone: 844-943-5378
- Latest filing: 2026-06-15
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.6B
- Clients: 105
- Accounts: 411

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Mitchell Harris Caplan | CHIEF EXECUTIVE OFFICER | Louisville, KY |
| Karan Anil Vazirani | CHIEF FINANCIAL OFFICER | — |
| Jeffrey Moskatel | CHIEF COMPLIANCE OFFICER | — |
| Ted Kirk Yarbrough | CHIEF INVESTMENT OFFICER | — |
| Domenic Nmn Miele | CHIEF COMPLIANCE OFFICER | — |
| Michael Jay Weisz | CHIEF EXECUTIVE OFFICER | — |
| MORRIS CURTIS W | CHIEF COMPLIANCE OFFICER | — |
| PYTLIK YVONNE I | CHIEF COMPLIANCE OFFICER | — |
| EWASKO JASON MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| RABIAS FRANCES | CHIEF COMPLIANCE OFFICER | — |
| MEHERE MILIND NMN | CHIEF EXECUTIVE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| WEISZ MICHAEL JAY | CHIEF EXECUTIVE OFFICER; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SHIELDS DENNIS ALEXANDER | SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| TYRE DOUGLAS NELSON | CHIEF COMPLIANCE OFFICER | — |
| Mehere Milind | CHIEF EXECUTIVE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| Weisz Michael | PRESIDENT AND CHIEF COMPLIANCE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| MIELE DOMENIC NMN | CHIEF COMPLIANCE OFFICER | — |
| Domenic (Nmn) Miele | CHIEF COMPLIANCE OFFICER | — |
| Thomas Neil Williams | CHIEF INVESTMENT OFFICER | — |


## Disclosures (9)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-09-12 | regulatory | THE SEC ORDER RELATED TO A SINGLE LEGACY VESSEL DECONSTRUCTION SECURITY OFFERING THAT WAS EXPOSED TO UNDERLYING BORROWER DEFAULTS. THE ORDER STATES THAT YIELDSTREET FAILED TO DISCLOSE TO INVESTORS A HEIGHTENED RISK THAT IT WOULD BE UNABLE TO SEIZE THE SHIP SERVING AS COLLATERAL FOR THE LOAN UNDERLYI… | Final | $1.9M |


## Private funds (120)

Mix: Real Estate Fund 79 · Private Equity Fund 35 · Other Private Fund 6

_Showing 15 of 120 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| YS ST NOTES LLC | Other Private Fund | Delaware | 4,727 | $187.8M | $500 |
| YS GP TPQF I LLC | Real Estate Fund | Delaware | 822 | $41.7M | $15K |
| YS BWA LF VII LLC | Private Equity Fund | Delaware | 365 | $32.4M | $25K |
| NASHVILLE TN INVESTORS QOF II LP | Real Estate Fund | Delaware | 139 | $31.9M | $7K |
| SAVANNAH GA INVESTORS QOF II LP | Real Estate Fund | Delaware | 133 | $25.9M | $50K |
| YS CC LF I LLC | Private Equity Fund | Delaware | 348 | $23.9M | $25K |
| FENIX TX INVESTORS QOF II LP | Real Estate Fund | Delaware | 106 | $22.2M | $20K |
| YS VC TPQF I LLC | Private Equity Fund | Delaware | 530 | $21.6M | $25K |
| YS LF FW IV LLC | Other Private Fund | Delaware | 354 | $17.1M | $25K |
| YS DISLO TPQF II LLC | Private Equity Fund | Delaware | 381 | $15.0M | $25K |
| YS CRE TPQPF II LLC | Real Estate Fund | Delaware | 18 | $14.9M | $25K |
| YS CLO LLC | Other Private Fund | Delaware | 341 | $14.1M | $25K |
| YS CRE TPQPF I LLC | Real Estate Fund | Delaware | 351 | $13.8M | $25K |
| YS LF QPF I LLC | Private Equity Fund | Delaware | 350 | $13.6M | $20K |
| YS SME TPQF I LLC | Private Equity Fund | Delaware | 70 | $12.8M | $25K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| ATHENS | — | 2 | 844-943-5378 |


## Fund service providers (15)

- custodian: SPRINGS CO INVESTORS PARALLEL SUB 10 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 1 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 2 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 3 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 4 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 5 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 6 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 7 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 8 LP
- custodian: SPRINGS CO INVESTORS PARALLEL SUB 9 LP
- custodian: YS BWA LF VII TEF LLC
- custodian: YS CRPT TPQF III TEF LLC
- custodian: YS GP TPQF II TEF LLC
- custodian: YS OP TPQF I TEF LLC
- custodian: YS VC TPQF II TEF LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282487/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282487/similar
- Related entities: https://search.stillhousedata.com/firm/282487/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282487

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.