# SUMMIT X

SUMMIT X of CHESTERFIELD, MO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 282502
- Type: SEC-registered investment adviser
- SEC file number: 801-107111
- Location: 16020 SWINGLEY RIDGE, SUITE 110, CHESTERFIELD, MO, 63017
- Phone: 636-532-0088
- Latest filing: 2025-03-25
- Regulatory AUM: $978.7M
- Discretionary AUM: $975.0M
- Non-discretionary AUM: $3.7M
- Clients: 22
- Accounts: 4,925

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Carlton Jerome Dick | OWNER | — |
| Kayla Renee Nieman | OWNER | — |
| Michael Garrett Ott | OWNER | — |
| Brent Stephen Spicuzza | OWNER | — |
| Peter James Donovan | OWNER | — |
| Trisha Kay Koontz | CHIEF COMPLIANCE OFFICER | — |
| DONOVAN TIMOTHY JAMES | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| DICK CARLTON JEROME | OWNER; OWNER AND CHIEF COMPLIANCE OFFICER | — |
| NIEMAN KAYLA RENEE | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| GARZIA ERICA JOAN | CHIEF COMPLIANCE OFFICER | — |
| OTT MICHAEL GARRETT | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| SPICUZZA BRENT STEPHEN | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| SPICUZZA BRENT | INVESTMENT ADVISOR REPRESENTATIVE | — |
| KOONTZ TRISHA KAY | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Branch offices (6)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SPRINGFIELD | MO | 3 | 417.881.3919 |
| SPRINGFIELD | MO | 3 | 417.881.3919 |
| JEFFERSON CITY | MO | 2 | 573.636.0914 |
| JEFFERSON CITY | MO | 2 | 573.636.0914 |
| — | — | 1 | (214)649-4756 |
| — | — | 1 | (214)649-4756 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282502/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282502/similar
- Related entities: https://search.stillhousedata.com/firm/282502/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282502

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.