# BRILLIANCE ASSET MANAGEMENT LIMITED

BRILLIANCE ASSET MANAGEMENT LIMITED of HONG KONG is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 282553
- Type: SEC-registered investment adviser
- SEC file number: 801-107153
- Location: LEVEL 35, UNIT 3560, TWO PACIFIC PLACE, NO. 88 QUEENSWAY, ADMIRALTY, HONG KONG
- Phone: +852 38502633
- Latest filing: 2025-09-25
- Regulatory AUM: $936.5M
- Discretionary AUM: $936.5M
- Clients: 19
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Lin Shi | CHIEF EXECUTIVE OFFICER; DIRECTOR; RESPONSIBLE OFFICER | Central, Hong Kong, K3 |
| Shi Lin | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | Central, K3 |
| Quan Joyce Cai | SPOUSE | — |
| Choi Kyong Chul | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| LAW SZE HO | BUSINESS DEVELOPMENT HEAD; CHIEF FINANCIAL OFFICER | — |
| Hui Yan Wah | RISK AND COMPLIANCE MANAGER | — |
| WANG VIVIAN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & RISK AND COMPLIANCE MANAGER; CHIEF OPERATIONS OFFICER | — |
| Sun Xue | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Law Davis | CHIEF FINANCIAL OFFICER; HEAD OF BUSINESS DEVELOPMENT | — |
| WANG XIN YE | LEGAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| WANG VIVIAN YING | CHIEF OPERATIONS OFFICER | — |
| CAI QUAN JOYCE | ADVISER; HEAD OF STRATEGY, PLANNING AND BUSINESS TRANSFORMATION; SPOUSE | — |
| Chan Ka Chun Steve | ACTING CCO; CHIEF COMPLIANCE OFFICER | HONG KONG, K3 |
| HO Cheuk Yuen Michael | HEAD OF BUSINESS DEVELOPMENT | — |
| KYONG CHUL CHOI | CHIEF COMPLIANCE OFFICER, DEPUTY CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | Hong Kong, K3 |
| CHUN KEUNG KENNETH KWAN | CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER | — |
| WANG QIAN | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-04-01 | regulatory | IT WAS ALLEGED THAT, OVER THE COURSE OF APPROXIMATELY THREE YEARS, A TOTAL OF 7,814 SHORT POSITIONS HELD BY FOUR COLLECTIVE INVESTMENT SCHEMES MANAGED BY BRILLIANCE WERE EITHER MISSTATED IN OR OMITTED FROM 403 SHORT POSITION REPORTS (OR FAILED TO BE SUBMITTED) BY BRILLIANCE TO THE HONG KONG SECURITI… | Final | $406K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282553/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282553/similar
- Related entities: https://search.stillhousedata.com/firm/282553/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282553

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.