# AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC of TOPEKA, KS is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 282580
- Type: SEC-registered investment adviser
- SEC file number: 801-107319
- Location: 2950 SW MCCLURE ROAD, TOPEKA, KS, 66614
- Phone: 866-363-9595
- Latest filing: 2026-08-04
- Regulatory AUM: $49.8B
- Discretionary AUM: $49.8B
- Clients: 630
- Accounts: 282,995

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Shawn Michael Scholz | CHIEF COMPLIANCE OFFICER | — |
| David James Callanan | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; TRUSTEE | — |
| Christopher Blake Radford | PRESIDENT | — |
| David Robb Wolfe | GENERAL COUNSEL AND SECRETARY | — |
| Cody Grant Foster | OWNER; TRUSTEE | — |
| Amy Michelle Klotz | CHIEF FINANCIAL OFFICER | — |
| Michael Earl Miller | CHIEF OPERATIONS OFFICER | — |
| RADFORD CHRISTOPHER BLAKE | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| MILLER BERT EARL | CHIEF OPERATIONS OFFICER | — |
| THOMPSON ROGER MARTIN JAMES | OWNER; TRUSTEE | — |
| HEENEY JAMES MICHEAL | CHIEF OPERATING OFFICER | — |
| CALLANAN DAVID JAMES | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; PRESIDENT (+1 more) | — |
| SCHILLING NICHOLAS PAUL | CHIEF DISTRIBUTION OFFICER; VICE PRESIDENT OF MARKETING | — |
| WOLFE DAVID ROBB | GENERAL COUNSEL; GENERAL COUNSEL AND SECRETARY | — |
| FOSTER CODY GRANT | OWNER; TRUSTEE | — |
| CROOK CALEB DEAN | CHIEF COMPLIANCE OFFICER | — |
| BACH DAVID LOUIS | LLC MEMBER | — |
| STARKMAN KRISTINE ALANE | CHIEF COMPLIANCE OFFICER | — |
| Klotz Amy Michelle | CHIEF FINANCIAL OFFICER | — |
| Scholz Shawn Michael | CHIEF COMPLIANCE OFFICER | — |
| Shannon Marie Larson | PRESIDENT | — |


## Disclosures (117)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-04-30 | regulatory | THE COMMISSION ALLEGED THAT CORNERSTONE WEALTH MANAGEMENT, NATHANIEL BARNHART, LISA BARNHART, AE WEALTH MANAGEMENT, LLC, DAVID CALLANAN, CHRISTOPHER COX, BETH COX, WILLIAM ANDY SMITH, KIMBERLY SMITH AND SMITH & COX, LLC ("RESPONDENTS"), VIOLATED THE ARIZONA SECURITIES ACT BY FAILING TO DISCLOSE A 20… | Final | $150K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282580/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282580/similar
- Related entities: https://search.stillhousedata.com/firm/282580/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282580

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.