# HOWARD BAILEY SECURITIES, LLC

HOWARD BAILEY SECURITIES, LLC of FORT WAYNE, IN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 282712
- Type: SEC-registered investment adviser
- SEC file number: 801-114636
- Location: 5916 COVINGTON RD, FORT WAYNE, IN, 46804
- Phone: 260-482-9559
- Latest filing: 2026-07-22
- Regulatory AUM: $582.8M
- Discretionary AUM: $582.8M
- Clients: 46
- Accounts: 4,056

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Casey Bailey Weade | CHIEF EXECUTIVE OFFICER | — |
| Marshal Neil Johnson | CHIEF COMPLIANCE OFFICER | — |
| Matthew Philip Christopher Chambers | CHIEF OPERATING OFFICER | — |
| HARPER ROBERT HENRY | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON TIMOTHY NEIL | CHIEF COMPLIANCE OFFICER | — |
| WEADE CASEY BAILEY | CHIEF EXECUTIVE OFFICER; PRESIDENT; PRESIDENT AND CCO | — |
| Chambers Matthew Philip Christopher | CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| Rachel Ann Lockwood | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-20 | regulatory | HOWARD BAILEY DIRECTLY AND INDIRECTLY DISSEMINATED NUMEROUS ADVERTISEMENTS CONTAINING AN ENDORSEMENT THAT HOWARD BAILEY IS THE "OFFICIAL WEALTH MANAGEMENT PARTNER OF" A SPECIFIC UNIVERSITY ATHLETIC PROGRAM WITHOUT INCLUDING DISCLOSURES REQUIRED BY THE MARKETING RULE. FURTHER, HOWARD BAILEY DISSEMINA… | Final | $90K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/282712/brochure
- Similar advisers: https://search.stillhousedata.com/firm/282712/similar
- Related entities: https://search.stillhousedata.com/firm/282712/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/282712

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.