# GUGGENHEIM WEALTH SOLUTIONS, LLC

GUGGENHEIM WEALTH SOLUTIONS, LLC of SANTA MONICA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 283238
- Type: SEC-registered investment adviser
- SEC file number: 801-107511
- Location: 100 WILSHIRE BLVD, SUITE 500, SANTA MONICA, CA, 90401
- Phone: 310-576-1270
- Latest filing: 2026-03-31
- Regulatory AUM: $371.3M
- Discretionary AUM: $371.3M
- Clients: 10
- Accounts: 242

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Charities

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Dina Marie Dilorenzo | MANAGING PARTNER, PRESIDENT | — |
| Suzanne Stone | HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| Joanna Marie Catalucci | CHIEF COMPLIANCE OFFICER | — |
| Steven Herschede Brown | CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| Anne Bookwalter Walsh | MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| MINERD BYRON SCOTT | CHIEF INVESTMENT OFFICER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER OF GPA, CHIEF INVESTMENT OFFICER OF GUGGENHEIM PARTNERS | — |
| SAPERSTEIN ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | — |
| ROBINSON DAVID MAURICE | CHIEF LEGAL OFFICER | — |
| CATALUCCI JOANNA MARIE | CHIEF COMPLIANCE OFFICER | — |
| WALSH ANNE BOOKWALTER | MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| JEE ROBERT T | CHIEF COMPLIANCE OFFICER | — |
| DILORENZO DINA MARIE | MANAGING PARTNER, PRESIDENT | — |
| JEE ROBERT TREVOR | CHIEF COMPLIANCE OFFICER | — |
| BROWN STEVEN HERSCHEDE | CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| Stone Suzanne | HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283238/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283238/similar
- Related entities: https://search.stillhousedata.com/firm/283238/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283238

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.