# BALLAST POINT FINANCIAL PLANNING, LLC

BALLAST POINT FINANCIAL PLANNING, LLC of BURLINGAME, CA is an SEC-registered investment adviser.

## Registration

- CRD: 283295
- Type: SEC-registered investment adviser
- SEC file number: 801-132445
- Location: 340 LORTON AVE, STE 216, BURLINGAME, CA, 94010
- Phone: 650-636-7526
- Latest filing: 2026-05-28
- Regulatory AUM: $162.4M
- Discretionary AUM: $45.1M
- Non-discretionary AUM: $117.3M
- Clients: 6
- Accounts: 456

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| Shawn Tydlaska | CEO AND CCO | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-11-05 | regulatory | ALLEGED VIOLATION OF SECTION 11-401 AND 11-402 OF THE MARYLAND SECURITIES ACT BY TRANSACTING BUSINESS IN MARYLAND WITHOUT BEING REGISTERED, AND EMPLOYING AN INVESTMENT ADVISOR REPRESENTATIVE IN MARYLAND WITHOUT BEING REGISTERED. | Final | $3K |


## Branch offices (6)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 607-342-8777 |
| — | — | 1 | 6506367526 |
| — | — | 1 | 3109809490 |
| — | — | 1 | 607-342-8777 |
| — | — | 1 | 6506367526 |
| — | — | 1 | 3109809490 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283295/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283295/similar
- Related entities: https://search.stillhousedata.com/firm/283295/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283295

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.