# 3D/L CAPITAL MANAGEMENT, LLC

3D/L CAPITAL MANAGEMENT, LLC of HARTFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 283304
- Type: SEC-registered investment adviser
- SEC file number: 801-107874
- Location: 100 CONSTITUTION PLAZA, 7TH FLOOR, HARTFORD, CT, 06103-1703
- Phone: 860-291-1998
- Latest filing: 2023-12-22
- Regulatory AUM: $574.1M
- Discretionary AUM: $574.1M
- Clients: 14
- Accounts: 1,422

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Nelson Robert | SHAREHOLDER | Shreveport, LA |
| Lee Haskell | LIMITED PARTNER; MANAGING MEMBER | New York, NY |
| O'CONNOR JOHN ARTHUR | PRESIDENT; PRESIDENT, DIRECTOR | — |
| HERRMANN ROBERT PHILIP | CHIEF EXECUTIVE OFFICER | — |
| DEMMLER JOSEPH LAWRENCE | CHIEF EXECUTIVE OFFICER, DIRECTOR; MANAGING PARTNER; MANAGING PARTNER, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ORTIZ PETER MARC | CHIEF COMPLIANCE OFFICER | — |
| LUCICH ANDREW THOMAS | CHIEF COMPLIANCE OFFICER | — |
| BROWN STEVEN GERARD | SHAREHOLDER | — |
| WINTERS SCOTT CHRISTOPHER | SHAREHOLDER | — |
| EIGERMAN NATHAN | CO-CHIEF INVESTMENT OFFICER; MANAGING PARTNER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER | — |
| ORR KEVIN RUSSELL | MANAGING PARTNER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER | — |
| FEINBERG JEFFREY STEVEN | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; CHIEF LEGAL OFFICER, GENERAL COUNSEL; EXECUTIVE OFFICER | — |
| ALTUS ADAM LAWRENCE | EXECUTIVE OFFICER | — |
| BHATT KEVIN BHALCHANDRA | SHAREHOLDER | — |
| COHEN JEFFREY MAX | TRUSTEE, EH SERIES A PREFERRED REVOCABLE TRUST | — |
| LAVINE BENJAMIN MARSHAL | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER | — |
| DAIGNAULT STEVEN MARK | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283304/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283304/similar
- Related entities: https://search.stillhousedata.com/firm/283304/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283304

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.