# TRANSFORM WEALTH, LLC.

TRANSFORM WEALTH, LLC. of GREENWOOD VILLAGE, CO is an SEC-registered investment adviser.

## Registration

- CRD: 283403
- Type: SEC-registered investment adviser
- SEC file number: 801-107796
- Location: 6400 S. FIDDLERS GREEN CIRCLE, SUITE 1600, GREENWOOD VILLAGE, CO, 80111
- Phone: 303-741-2560
- Latest filing: 2025-03-25
- Regulatory AUM: $3.4B
- Discretionary AUM: $3.0B
- Non-discretionary AUM: $372.4M
- Clients: 31
- Accounts: 1,810

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Nathan James Kubik | CHIEF EXECUTIVE OFFICER | — |
| David James Kubik | PRESIDENT | — |
| Craig Evans Carnick | MANAGING DIRECTOR | — |
| William David Van Keulen | EXECUTIVE VICE PRESIDENT | — |
| Mark James Riley | CHIEF COMPLIANCE OFFICER | — |
| Luis George Perez | CHIEF OPERATING OFFICER | — |
| CARNICK CRAIG EVANS | CHAIRMAN; CHAIRMAN AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR | — |
| RILEY JOHN JAMES | CHIEF COMPLIANCE OFFICER | — |
| KUBIK NATHAN JAMES | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| VAN KEULEN WILLIAM DAVID | EXECUTIVE VICE PRESIDENT | — |
| Perez Luis George | CHIEF OPERATING OFFICER | — |


## Branch offices (8)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| COLORADO SPRINGS | CO | 2 | 719-579-8000 |
| COLORADO SPRINGS | CO | 2 | 719-579-8000 |
| — | — | 1 | 303-741-2560 |
| HOUSTON | TX | 1 | 713-461-0150 |
| — | — | 1 | 800-447-8181 |
| HOUSTON | TX | 1 | 713-461-0150 |
| — | — | 1 | 303-741-2560 |
| — | — | 1 | 800-447-8181 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283403/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283403/similar
- Related entities: https://search.stillhousedata.com/firm/283403/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283403

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.