# HPE CAPITAL MANAGEMENT II, LLC

HPE CAPITAL MANAGEMENT II, LLC of CINCINNATI, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 283607
- Type: SEC-registered investment adviser
- SEC file number: 801-117101
- Location: 5905 E. GALBRAITH ROAD, CINCINNATI, OH, 45236
- Phone: 513-745-9200
- Latest filing: 2026-09-17
- Regulatory AUM: $840.5M
- Discretionary AUM: $840.5M
- Clients: 6
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Philip George Riola](https://search.stillhousedata.com/person/691340) | CHIEF COMPLIANCE OFFICER | — |
| [Mark John Hauser](https://search.stillhousedata.com/person/691342) | PARTNER/MEMBER | — |
| [Paul Michael Swanson](https://search.stillhousedata.com/person/691343) | PARTNER/MEMBER | — |
| [Jason Matthew Wehby](https://search.stillhousedata.com/person/691344) | CONTRACT, PART-TIME, CFO | — |
| [SWANSON DAVID MICHAEL](https://search.stillhousedata.com/person/763233) | PARTNER/MEMBER | — |
| [HAUSER MARK JOHN](https://search.stillhousedata.com/person/856821) | PARTNER/MEMBER | — |
| [NEU JR ROBERT WAYNE](https://search.stillhousedata.com/person/857672) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| [RIOLA PHILIP GEORGE](https://search.stillhousedata.com/person/860397) | CHIEF COMPLIANCE OFFICER | — |
| [WEHBY JASON MATTHEW](https://search.stillhousedata.com/person/876377) | CONTRACT, PART-TIME, CFO | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-08-21 | criminal | MR. HAUSER HAS PLED GUILTY TO CONSPIRING WITH OTHERS TO USE BRIBERY AND OTHER FORMS OF FRAUD TO FALSIFY ACT TEST SCORES TO FACILITATE THE ADMISSION OF HIS DAUGHTER TO COLLEGES AND UNIVERSITIES WITHIN THE DISTRICT OF MASSACHUSETTS AND ELSEWHERE. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283607/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283607/similar
- Related entities: https://search.stillhousedata.com/firm/283607/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283607

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.