# STRATOS INVESTMENT MANAGEMENT, LLC

STRATOS INVESTMENT MANAGEMENT, LLC of BEACHWOOD, OH is an SEC-registered investment adviser.

## Registration

- CRD: 283850
- Type: SEC-registered investment adviser
- SEC file number: 801-107873
- Location: 3750 PARK EAST DRIVE SUITE 200, BEACHWOOD, OH, 44122
- Phone: 4402104900
- Latest filing: 2026-07-01
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.3B
- Clients: 89
- Accounts: 7,664

## Business model

- Compensation: % of AUM
- Clients served: Other

## Officers, owners & control persons (32)

_Showing 25 of 32 people._

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey Alan Concepcion | CHIEF EXECUTIVE OFFICER, MANAGER; MANAGING MEMBER | — |
| Nancy Eileen Andrefsky | CHIEF FINANCIAL OFFICER; NON-MEMBER | — |
| Eric Andrew Beahn | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | — |
| Kathryn Hale Louttit | CHIEF COMPLIANCE OFFICER, NON-MEMBER | — |
| Jon Michael Pawlowski | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | — |
| David Albin | FINRA/SEC SUPERVISORY PRINCIPAL, NON-MEMBER | — |
| Ryan Henry Thibault | INVESTMENT SUPERVISORY PRINCIPAL/NON-MEMBER | — |
| Savanna L Steed | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | — |
| Charis Ivana Jones | CHIEF OPERATING OFFICER, NON-MEMBER | — |
| John Leland Nichol | CHIEF INVESTMENT OFFICER, NON-MEMBER | — |
| Malcolm Emerson Polley | CHIEF MARKET STRATEGIST | — |
| Phillip Stuart Nuttall | CHIEF OPERATING OFFICER, NON-MEMBER | — |
| Jennifer Kathryn Collins | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | — |
| COLLINS MAURA KATHRYN | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER; DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | — |
| DUNN WILLIAM JAMES | CHIEF COMPLIANCE OFFICER; NON-MEMBER | — |
| LOUTTIT KATHRYN HALE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, NON-MEMBER | — |
| POLLEY MALCOLM EMERSON | CHIEF MARKET STRATEGIST | — |
| ENGELSMAN JEFFREY ALAN | CHIEF COMPLIANCE OFFICER, NON-MEMBER | — |
| ANDREFSKY NANCY EILEEN | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER; CHIEF FINANCIAL OFFICER; NON-MEMBER | — |
| CONCEPCION JEFFREY ALAN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; ELECTED MANANGER (+2 more) | — |
| DULL BARBARA JEAN | DIRECTOR OF BROKERAGE OPERATIONS; DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER | — |
| JACOBY DANIEL JACK | CHIEF INVESTMENT OFFICER; NON-MEMBER; PORTFOLIO MANAGER; NON-MEMBER | — |
| FORET DAVID SCOTT | CHIEF OPERATING OFFICER; NON-MEMBER | — |
| BEAHN ERIC ANDREW | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER; DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | — |
| PIERONEK JENNIFER KATHRYN | DIRECTOR OF ADVISORY OPERATIONS; DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 7243883658 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283850/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283850/similar
- Related entities: https://search.stillhousedata.com/firm/283850/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283850

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.