# LEGACY PCG, LLC

LEGACY PCG, LLC of NEWPORT, CA is an SEC-registered investment adviser.

## Registration

- CRD: 283909
- Type: SEC-registered investment adviser
- SEC file number: 801-108057
- Location: 888 SAN CLEMENTE DRIVE, SUITE 400, NEWPORT, CA, 92660
- Phone: (646) 884-7467
- Latest filing: 2026-03-23
- Regulatory AUM: $139.8M
- Discretionary AUM: $139.8M
- Clients: 2
- Accounts: 200

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Roberto Roman | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | Irvine, CA |
| Kevin James O'Connell | MEMBER | — |
| Cynthia Pon | CHIEF FINANCIAL OFFICER | — |
| Charles Chi Young | CHIEF COMPLIANCE OFFICER | — |
| ROMAN ROBERTO | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| LUNSFORD TODD ERIC | CHIEF COMPLIANCE OFFICER | — |
| O'CONNELL KEVIN JAMES | MEMBER | — |
| PON CYNTHIA | CHIEF FINANCIAL OFFICER | — |
| YOUNG CHARLES CHI | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | (213) 712-7638 |
| — | — | 1 | (213) 712-7638 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/283909/brochure
- Similar advisers: https://search.stillhousedata.com/firm/283909/similar
- Related entities: https://search.stillhousedata.com/firm/283909/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/283909

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.