# FWG INVESTMENTS, LLC

FWG INVESTMENTS, LLC of LEXINGTON, KY is an SEC-registered investment adviser.

## Registration

- CRD: 284064
- Type: SEC-registered investment adviser
- SEC file number: 801-112954
- Location: 2704 OLD ROSEBUD ROAD, SUITE 160, LEXINGTON, KY, 40509
- Phone: 859-309-0349
- Latest filing: 2026-05-22
- Regulatory AUM: $349.0M
- Discretionary AUM: $349.0M
- Clients: 27
- Accounts: 3,534

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities, Corporations

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Christopher Lee Payne | INTERIM CCO | — |
| Matthew Michael Giggey | CHIEF COMPLIANCE OFFICER | — |
| Brian Keith Staples | CHIEF OPERATING OFFICER | — |
| Donald Eugene Bentley | MANAGING MEMBER | — |
| Jeffrey Kyle Sheppard | MANAGING MEMBER | — |
| PAYNE THOMAS LEE | INTERIM CCO | — |
| ADKINS LAWRENCE KEVIN | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | — |
| METZLER GEOFFREY KEVIN | MANAGING MEMBER | — |
| METZLER PAUL GABRIEL | CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | — |
| HIGGINS ROSEANN | CHIEF COMPLIANCE OFFICER | — |
| STAPLES BRIAN KEITH | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| BENTLEY DONALD EUGENE | MANAGING MEMBER | — |
| Sheppard Jeffrey Kyle | MANAGING MEMBER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS ("DFI") AFTER A ROUTINE COMPLIANCE EXAMINATION OF FWG INVESTMENTS OPENED A FORMAL INVESTIGATION INTO FWG INVESTMENTS' INVESTMENT-RELATED ACTIVITIES ON JUNE 26, 2018. DFI AND FWG INVESTMENTS ENTERED INTO A PARTIAL AGREED ORDER ON APRIL 30, 2020 (THE "… | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/284064/brochure
- Similar advisers: https://search.stillhousedata.com/firm/284064/similar
- Related entities: https://search.stillhousedata.com/firm/284064/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/284064

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.