# ASPEN CAPITAL ADVISORS INC.

ASPEN CAPITAL ADVISORS INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 284149
- Type: SEC-registered investment adviser
- SEC file number: 801-108197
- Location: ONE WORLD TRADE CENTER, 285 FULTON STREET, SUITE 46-A, NEW YORK, NY, 10007
- Phone: 929-265-3757
- Latest filing: 2022-03-29
- Regulatory AUM: $66.5M
- Discretionary AUM: $66.5M
- Clients: 5
- Accounts: 1

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [Tobben Brian Francis](https://search.stillhousedata.com/person/836714) | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [Nauta Sonja Janine](https://search.stillhousedata.com/person/836715) | CHIEF COMPLIANCE OFFICER | — |
| [LEMOINE FREDERICK KEITH](https://search.stillhousedata.com/person/836716) | CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| [CAIN MICHAEL ROGER](https://search.stillhousedata.com/person/836717) | DIRECTOR | — |
| [BOTEIN MATTHEW BERNARD](https://search.stillhousedata.com/person/844021) | DIRECTOR | — |
| [SPANIER JOSEPH JAREN](https://search.stillhousedata.com/person/846291) | CHIEF COMPLIANCE OFFICER | — |
| [Van Niekerk Sybrand](https://search.stillhousedata.com/person/856315) | DIRECTOR | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ASPEN CAT FUND LTD. | Hedge Fund | — | 1 | $66.5M | $5.0M |


## Fund service providers (1)

- administrator: SS & C FUND SERVICES (BERMUDA) LTD.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/284149/brochure
- Similar advisers: https://search.stillhousedata.com/firm/284149/similar
- Related entities: https://search.stillhousedata.com/firm/284149/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/284149

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.