# INTEGRATED WEALTH CONCEPTS LLC

INTEGRATED WEALTH CONCEPTS LLC of WALTHAM, MA is an SEC-registered investment adviser.

## Registration

- CRD: 284656
- Type: SEC-registered investment adviser
- SEC file number: 801-108179
- Location: 200 5TH AVENUE, WALTHAM, MA, 02451
- Phone: (781) 890-3045
- Latest filing: 2026-08-03
- Regulatory AUM: $23.6B
- Discretionary AUM: $23.6B
- Clients: 493
- Accounts: 65,563

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Paul Anton Saganey | MEMBER AND FOUNDER; PRESIDENT | — |
| Ann Lamontagne Swartz | CHIEF COMPLIANCE OFFICER | — |
| Caitlyn E Frament | DIRECTOR OF BUSINESS PROCESS OPTIMIZATION | Providence, RI |
| Andree Nicole Mohr | PRESIDENT | — |
| Stephen Kolano | CHIEF INVESTMENT OFFICER | — |
| Kathleen Lee Donnelly | DIRECTOR OF FINANCE & ACCOUNTING | — |
| Kristi Lee Carlson | CHIEF FINANCE OFFICER | — |
| CATALDO JOHN GENNARO | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| CARLSON TIMOTHY LEE | CHIEF FINANCE OFFICER | — |
| DONNELLY KATHLEEN LEE | DIRECTOR OF FINANCE & ACCOUNTING | — |
| KOLANO STEPHEN | CHIEF INVESTMENT OFFICER | — |
| SAGANEY PAUL ANTON | MEMBER AND FOUNDER; PRESIDENT AND FOUNDER | — |
| SWARTZ ANN LAMONTAGNE | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| Frament Caitlyn E | DIRECTOR OF BUSINESS PROCESS OPTIMIZATION; DIRECTOR OF COMPLIANCE | — |
| MOHR ANDREE NICOLE | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/284656/brochure
- Similar advisers: https://search.stillhousedata.com/firm/284656/similar
- Related entities: https://search.stillhousedata.com/firm/284656/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/284656

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.