# NEUBERGER BERMAN CANADA ULC

NEUBERGER BERMAN CANADA ULC of TORONTO, ONTARIO is an SEC-registered investment adviser.

## Registration

- CRD: 284803
- Type: SEC-registered investment adviser
- SEC file number: 801-108509
- Location: 181 BAY STREET, SUITE 815, TORONTO, ONTARIO, M5J 2V1
- Phone: 416-883-6904
- Latest filing: 2026-04-14
- Regulatory AUM: $12.4B
- Discretionary AUM: $12.4B
- Clients: 27
- Accounts: 3,365

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [Christian Neira](https://search.stillhousedata.com/person/19672) | DIRECTOR | New York, NY |
| [Joseph Vincent Amato](https://search.stillhousedata.com/person/676335) | DIRECTOR | — |
| [Kenneth M Deregt](https://search.stillhousedata.com/person/676339) | DIRECTOR | — |
| [Michael Chinni](https://search.stillhousedata.com/person/676340) | CHIEF FINANCIAL OFFICER | — |
| [Barry J Giarraputo](https://search.stillhousedata.com/person/699018) | CHIEF FINANCIAL OFFICER - ALTERNATIVES | — |
| [Raymond Bernard Carroll](https://search.stillhousedata.com/person/704758) | DIRECTOR | — |
| [Viviana K R A Beltrametti Walker](https://search.stillhousedata.com/person/704759) | CHIEF COMPLIANCE OFFICER | — |
| [Heather P Zuckerman](https://search.stillhousedata.com/person/704760) | DIRECTOR | — |
| [Khashif Rehman Khan](https://search.stillhousedata.com/person/704761) | CHIEF EXECUTIVE OFFICER | — |
| [ARNOLD WILLIAM ALFRED](https://search.stillhousedata.com/person/745468) | CHIEF FINANCIAL OFFICER | — |
| [AMATO JOSEPH VINCENT](https://search.stillhousedata.com/person/748465) | DIRECTOR | — |
| [ZUCKERMAN HEATHER P](https://search.stillhousedata.com/person/757752) | DIRECTOR | — |
| [CARROLL RAY BERNARD](https://search.stillhousedata.com/person/776035) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR (+1 more) | — |
| [SCHAPIRO GIDEON ILAN](https://search.stillhousedata.com/person/776041) | VICE PRESIDENT OF RESEARCH AND TRADING | — |
| [GRIFFITHS SIMON JEREMY](https://search.stillhousedata.com/person/776188) | MANAGING PARTNER, HEAD OF RESEARCH | — |
| [MAEBA FRANK SHINJI](https://search.stillhousedata.com/person/776189) | MANAGING PARTNER, HEAD OF TRADING | — |
| [DEATON PATRICK S](https://search.stillhousedata.com/person/835782) | DIRECTOR | — |
| [DUNAEVSKY EVGENY](https://search.stillhousedata.com/person/839406) | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| [DUNAEVSKY EVGENY NMN](https://search.stillhousedata.com/person/840140) | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| [Beltrametti Walker Viviana K R A](https://search.stillhousedata.com/person/850553) | CHIEF COMPLIANCE OFFICER | — |
| [KHAN KHASHIF REHMAN](https://search.stillhousedata.com/person/867694) | CHIEF EXECUTIVE OFFICER | — |
| [Giarraputo Barry J](https://search.stillhousedata.com/person/878616) | CHIEF FINANCIAL OFFICER - ALTERNATIVES | — |
| [Heather P. Zuckerman](https://search.stillhousedata.com/person/991165) | DIRECTOR | — |
| [Henry Edward Rosenberg](https://search.stillhousedata.com/person/1555284) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NB BRETON HILL MULTI-STYLE PREMIA MASTER FUND LP | Hedge Fund | Cayman Islands | 5 | $358.4M | $100K |


## Fund service providers (2)

- custodian: NB BRETON HILL MULTI-STYLE PREMIA FUND LP
- custodian: NB BRETON HILL MULTI-STYLE PREMIA FUND LTD

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/284803/brochure
- Similar advisers: https://search.stillhousedata.com/firm/284803/similar
- Related entities: https://search.stillhousedata.com/firm/284803/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/284803

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.