# OTUS CAPITAL MANAGEMENT LIMITED

OTUS CAPITAL MANAGEMENT LIMITED of LONDON is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 284879
- Type: SEC-registered investment adviser
- SEC file number: 801-108505
- Location: 29 QUEEN ANNES GATE, 6TH FLOOR, LONDON, SW1H 9BU
- Phone: 020 7227 0000
- Latest filing: 2026-06-30
- Regulatory AUM: $387.0M
- Non-discretionary AUM: $387.0M
- Clients: 13
- Accounts: 7

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [GIBBS PETER JOHN](https://search.stillhousedata.com/person/761426) | CHIEF EXECUTIVE OFFICER | — |
| [HALE PAUL F](https://search.stillhousedata.com/person/799680) | CHIEF COMPLIANCE OFFICER; DIRECTOR/CHIEF COMPLIANCE OFFICER; SECRETARY | — |
| [RODRIGUEZ FRANCISCO FELIX](https://search.stillhousedata.com/person/800825) | SHAREHOLDER | — |
| [GIBBS ANDREW](https://search.stillhousedata.com/person/838698) | CHIEF EXECUTIVE OFFICER | — |
| [Nunneley Andrew Pitcairn](https://search.stillhousedata.com/person/846169) | DIRECTOR | — |
| [HALE PAUL FRANCIS](https://search.stillhousedata.com/person/872975) | DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| [ESBER ELIAS NMN](https://search.stillhousedata.com/person/877802) | SHAREHOLDER | — |
| [ESTEGHAMAT KIAN NMN](https://search.stillhousedata.com/person/877803) | SHAREHOLDER | — |
| [Andrew Lionel John Gibbs](https://search.stillhousedata.com/person/1626654) | CHIEF EXECUTIVE OFFICER | — |
| [Paul Francis Hale](https://search.stillhousedata.com/person/1626655) | DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| [Richard Coyler](https://search.stillhousedata.com/person/1626656) | CHIEF OPERATING OFFICER | — |
| [William Hamish Charles Pendrill Edsell](https://search.stillhousedata.com/person/1626657) | DIRECTOR | — |
| [Emma Pendlebury](https://search.stillhousedata.com/person/1626658) | DIRECTOR | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-21 | regulatory | ON THE 21 DECEMBER 2018, OCM RECEIVED NOTIFICATION FROM THE SWEDISH REGULATOR - FINANSINSPEKTIONEN - THAT IT WAS ISSUING THE FIRM WITH A PENALTY NOTICE OF SEK 240,000 (APPROX #20,500) RELATING TO AN ERROR IN A DISCLOSURE NOTIFICATION MADE BY OCM IN THE SWEDISH SECURITY STRAX AFTER WE WENT ABOVE THE… | Final | $25K |
| 2011-07-07 | civil | DISCLOSURE OF NON-PUBLIC INFORMATION. DISSEMINATING RESEARCH TO CLIENTS PRIOR TO PUBLICATION. | Final | $112K |
| 2009-09-28 | criminal | IN MARCH 2007 THE FSA ISSUED A FINAL NOTICE REPORT AGAINST MR. CASONI. THE MISCONDUCT TOOK PLACE IN JANUARY 2006 WHEN MR. CASONI WAS A LONDON BASED RESEARCH ANALYST AT CITIGROUP. THE FSA CONCLUDED THAT MR. CASONI DISSEMINATED INFORMATION TO CERTAIN CLIENTS AHEAD OF PUBLICATION ALLOWING THOSE CLIENTS… | Final | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| OTUS SMALLER COMPANIES MASTER FUND | Hedge Fund | Cayman Islands | 26 | $129.3M | $100K |


## Fund service providers (1)

- custodian: OTUS SMALLER COMPANIES FUND

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/284879/brochure
- Similar advisers: https://search.stillhousedata.com/firm/284879/similar
- Related entities: https://search.stillhousedata.com/firm/284879/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/284879

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.