# XML FINANCIAL, LLC

XML FINANCIAL, LLC of BETHESDA, MD is an SEC-registered investment adviser.

## Registration

- CRD: 284987
- Type: SEC-registered investment adviser
- SEC file number: 801-108376
- Location: 6901 ROCKLEDGE DRIVE, SUITE 730, BETHESDA, MD, 20817
- Phone: (301) 770-5234
- Latest filing: 2026-06-02
- Regulatory AUM: $3.3B
- Discretionary AUM: $2.5B
- Non-discretionary AUM: $811.0M
- Clients: 54
- Accounts: 5,987

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Brett Shane Bernstein | CHIEF EXECUTIVE OFFICER | — |
| Robert David Kantor | CHIEF INVESTMENT OFFICER | — |
| Curtis Jeffrey Congdon | PRESIDENT | — |
| Jennifer Lara Szaro | CHIEF COMPLIANCE OFFICER | — |
| Mark Dale Samson | PRINCIPAL | — |
| Todd Kullen | CHIEF OPERATING OFFICER | — |
| Alexandra Kantarski | MEMBER | — |
| Jason Elliot Klopman | MEMBER | — |
| KANTOR JONATHAN DAVID | CHIEF INVESTMENT OFFICER; MANAGER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| BERNSTEIN DANIEL ADAM | CHIEF COMPLIANCE OFFICER | — |
| SZARO JENNIFER LARA | CHIEF COMPLIANCE OFFICER | — |
| SAMSON ALLYSON DALE | PRINCIPAL | — |
| BERNSTEIN BRETT SHANE | CHIEF EXECUTIVE OFFICER; MANAGER; MANAGING MEMBER | — |
| CONGDON CURTIS JEFFREY | PRESIDENT | — |
| KULLEN TODD | CHIEF OPERATING OFFICER | — |
| CLAGETT STEPHEN ADAM | DIRECTOR OF BRANCH OPERATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/284987/brochure
- Similar advisers: https://search.stillhousedata.com/firm/284987/similar
- Related entities: https://search.stillhousedata.com/firm/284987/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/284987

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.