# FORMULA GROWTH MANAGEMENT CORP

FORMULA GROWTH MANAGEMENT CORP of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 285005
- Type: SEC-registered investment adviser
- SEC file number: 801-110367
- Location: 1 ROCKEFELLER PLAZA, SUITE 1421, NEW YORK, NY, 10020
- Phone: 917-265-8286
- Latest filing: 2026-04-10
- Regulatory AUM: $343.5M
- Discretionary AUM: $343.5M
- Clients: 2
- Accounts: 7

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [Randall William Kelly](https://search.stillhousedata.com/person/704275) | PRESIDENT/DIRECTOR; SHAREHOLDER | — |
| [Argirios John Kiriazidis](https://search.stillhousedata.com/person/704277) | COO/CCO | — |
| [James Brodie Sinclair](https://search.stillhousedata.com/person/704279) | DIRECTOR | — |
| [KELLY BRIAN WILLIAM](https://search.stillhousedata.com/person/734632) | DIRECTOR; PRESIDENT/DIRECTOR; SHAREHOLDER | — |
| [LIDDY JOHN PHILIP](https://search.stillhousedata.com/person/842016) | PRESIDENT/DIRECTOR; SHAREHOLDER | — |
| [Kiriazidis Argirios John](https://search.stillhousedata.com/person/842017) | CFO/CCO; COO/CCO; VP OPERATIONS/ CHIEF COMPLIANCE OFFICER | — |
| [SINCLAIR JAMES BRODIE](https://search.stillhousedata.com/person/884915) | DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-09-16 | regulatory | THE SEC ALLEGED THAT FORMULA GROWTH LIMITED, ACTING ON BEHALF OF ITS CLIENTS, VIOLATED RULE 105 BY PARTICIPATING IN A REGISTERED PUBLIC FIXED PRICE OFFERING AND SOLD THE SECURITIES THAT WERE THE SUBJECT OF THE OFFERING SHORT IN THE FIVE BUSINESS DAY PERIOD PRECEDING THE OFFERING. THE "BONA FIDE PURC… | Final | $65K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285005/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285005/similar
- Related entities: https://search.stillhousedata.com/firm/285005/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285005

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
