# BREGAL INVESTMENTS, INC.

BREGAL INVESTMENTS, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 285006
- Type: SEC-registered investment adviser
- SEC file number: 801-108649
- Location: 200 PARK AVENUE, 45TH FLOOR, NEW YORK, NY, 10166
- Phone: 212-704-3000
- Latest filing: 2026-03-30
- Regulatory AUM: $27.5B
- Discretionary AUM: $27.5B
- Clients: 101
- Accounts: 44

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Michelle Suzanne Riley](https://search.stillhousedata.com/person/691888) | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL; CHIEF LEGAL OFFICER, GENERAL COUNSEL, BREGAL INVESTMENTS, INC. | — |
| [Neil Richard Syers](https://search.stillhousedata.com/person/702366) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, BREGAL INVESTMENTS, INC. | — |
| [Ronald Bruce Fishman](https://search.stillhousedata.com/person/708217) | TAX DIRECTOR | — |
| [Eugene Nmn Yoon](https://search.stillhousedata.com/person/720331) | MANAGING PARTNER, BREGAL SAGEMOUNT | — |
| [BLACK STEVEN DAVIS](https://search.stillhousedata.com/person/766227) | CO-CEO | — |
| [WONG KOK HOI NMN](https://search.stillhousedata.com/person/811753) | FINANCE DIRECTOR | — |
| [RICHARDSON KEITH JOHN](https://search.stillhousedata.com/person/827016) | FINANCE DIRECTOR | — |
| [VANDOOSSELAERE QUENTIN JOSSE](https://search.stillhousedata.com/person/835388) | CO-CEO | — |
| [RILEY MICHELLE SUZANNE](https://search.stillhousedata.com/person/835389) | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| [CUPIT DWIGHT NICHOLAS](https://search.stillhousedata.com/person/835390) | CHIEF FINANCIAL OFFICER | — |
| [FISHMAN RONALD BRUCE](https://search.stillhousedata.com/person/835391) | TAX DIRECTOR | — |
| [CARRIER ALAIN NMN](https://search.stillhousedata.com/person/871060) | CHIEF EXECUTIVE OFFICER | — |
| [SELWOOD RYAN T](https://search.stillhousedata.com/person/884016) | CHIEF INVESTMENT OFFICER | — |
| [Jens Brenninkmeyer](https://search.stillhousedata.com/person/957456) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, BREGAL INVESTMENTS, INC. | — |
| [Conor Ben Paur](https://search.stillhousedata.com/person/1008468) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (44)

_Showing 15 of 44 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CIG VII LP | Private Equity Fund | Jersey | 27 | $5.6B | $5.0M |
| CIG VI LP | Private Equity Fund | Jersey | 26 | $4.3B | $5.0M |
| CIG V LP | Private Equity Fund | Jersey | 8 | $3.3B | — |
| BREGAL SAGEMOUNT IV-B LP | Private Equity Fund | Jersey | 103 | $1.4B | $5.0M |
| BREGAL SAGEMOUNT IV LP | Private Equity Fund | Jersey | 60 | $1.4B | $5.0M |
| BREGAL PRIVATE EQUITY PARTNERS VI SLP | Private Equity Fund | Jersey | 18 | $1.3B | $5.0M |
| BREGAL PRIVATE EQUITY PARTNERS VII SLP | Private Equity Fund | Jersey | 20 | $1.2B | $5.0M |
| BREGAL PRIVATE EQUITY PARTNERS V SLP | Private Equity Fund | Jersey | 15 | $849.6M | $5.0M |
| BREGAL SAGEMOUNT V-B LP | Private Equity Fund | Jersey | 20 | $765.9M | $5.0M |
| BREGAL SAGEMOUNT IV-A LP | Private Equity Fund | Jersey | 52 | $721.1M | $5.0M |
| BREGAL SAGEMOUNT III LP | Private Equity Fund | Jersey | 41 | $627.5M | $20.0M |
| BREGAL SAGEMOUNT CREDIT SOLUTIONS L.P. | Private Equity Fund | Delaware | 38 | $572.1M | $5.0M |
| BREGAL SAGEMOUNT V LP | Private Equity Fund | Jersey | 1 | $500.0M | $5.0M |
| BREGAL SAGEMOUNT V-A LP | Private Equity Fund | Jersey | 21 | $488.5M | $5.0M |
| BREGAL PRIVATE EQUITY PARTNERS IV L.P. | Private Equity Fund | Jersey | 14 | $470.7M | $5.0M |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PALO ALTO | CA | 2 | 212-704-3000 |
| PALO ALTO | CA | 2 | 212-704-3000 |


## Fund service providers (2)

- administrator: GEN II FUND SERVICES, LLC — 3 funds
- administrator: PETRA FUNDS GROUP — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285006/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285006/similar
- Related entities: https://search.stillhousedata.com/firm/285006/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285006

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.