# ARROWHEAD INVESTMENT MANAGEMENT LLC

ARROWHEAD INVESTMENT MANAGEMENT LLC of GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 285032
- Type: SEC-registered investment adviser
- SEC file number: 801-110360
- Location: 777 WEST PUTNAM AVENUE, SUITE 300, GREENWICH, CT, 06830
- Phone: 203-485-0700
- Latest filing: 2026-03-11
- Regulatory AUM: $77.6M
- Discretionary AUM: $77.6M
- Clients: 4
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| [Ashleigh Cooper Swayze](https://search.stillhousedata.com/person/666179) | CHIEF COMPLIANCE OFFICER | — |
| [Elliott Howard Jones](https://search.stillhousedata.com/person/699579) | MANAGING MEMBER | — |
| [Mary Price Gay](https://search.stillhousedata.com/person/699580) | MANAGING MEMBER | — |
| [Craig John Pisani](https://search.stillhousedata.com/person/699581) | MANAGING MEMBER | — |
| [Gerald Lawrence Parsky](https://search.stillhousedata.com/person/699582) | MANAGER; MANAGING MEMBER | — |
| [SWAYZE ASHLEIGH COOPER](https://search.stillhousedata.com/person/728972) | CHIEF COMPLIANCE OFFICER | — |
| [JONES HOWARD](https://search.stillhousedata.com/person/744352) | MANAGING MEMBER | — |
| [GAY MARY PRICE](https://search.stillhousedata.com/person/776920) | MANAGING MEMBER | — |
| [PISANI CRAIG JOHN](https://search.stillhousedata.com/person/776921) | MANAGING MEMBER | — |
| [PARSKY GERALD LAWRENCE](https://search.stillhousedata.com/person/821473) | MANAGER; MANAGING MEMBER | — |
| [Cerminaro Jennifer Mary](https://search.stillhousedata.com/person/845598) | CHIEF FINANCIAL OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ARROWHEAD CAPITAL FUND III LP | Other Private Fund | Delaware | 45 | $77.6M | $15.0M |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LOS ANGELES | CA | 0 | 310-282-5826 |
| LOS ANGELES | CA | 0 | 310-282-5826 |


## Fund service providers (1)

- administrator: CSC FUND SERVICES NORTH AMERICA LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285032/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285032/similar
- Related entities: https://search.stillhousedata.com/firm/285032/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285032

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.