# BATTLEFIN ASSET MANAGEMENT, LLC

BATTLEFIN ASSET MANAGEMENT, LLC of ROWAYTON, CT is an SEC-registered investment adviser.

## Registration

- CRD: 285145
- Type: SEC-registered investment adviser
- SEC file number: 801-110138
- Location: 143 ROWAYTON AVENUE, ROWAYTON, CT, 06853
- Phone: 212-201-5373
- Latest filing: 2017-03-06
- Regulatory AUM: $161.0M
- Discretionary AUM: $61.0M
- Non-discretionary AUM: $100.0M
- Clients: 7
- Accounts: 6

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| [Timothy Morgan Storm Harrington](https://search.stillhousedata.com/person/625110) | FOUNDER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | New York, NY |
| [HARRINGTON MARK TIMOTHY](https://search.stillhousedata.com/person/753502) | MEMBER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BATTLEFIN MULTI-STRATEGY FUNDS, LLC BATTLEFIN INCUBATOR FUND SERIES | Hedge Fund | — | 1 | $3.0M | $250K |
| BATTLEFIN MULTI-STRATEGY FUNDS, LLC BATTLEFIN VP THETA FUND SERIES | Hedge Fund | — | 1 | $2.0M | $250K |


## Fund service providers (1)

- administrator: ESSENTIAL FUND SERVICES INTERNATIONAL, LLC — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285145/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285145/similar
- Related entities: https://search.stillhousedata.com/firm/285145/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285145

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.