# WATERTON INVESTMENT ADVISER, L.L.C.

WATERTON INVESTMENT ADVISER, L.L.C. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 285602
- Type: SEC-registered investment adviser
- SEC file number: 801-109009
- Location: 222 S. RIVERSIDE PLAZA, SUITE 2000, CHICAGO, IL, 60606
- Phone: 312-948-4500
- Latest filing: 2026-06-03
- Regulatory AUM: $4.3B
- Discretionary AUM: $4.3B
- Clients: 226
- Accounts: 17

## Business model

- Compensation: Fixed, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [David Reuben Schwartz](https://search.stillhousedata.com/person/692713) | CHIEF EXECUTIVE OFFICER AND CHAIRMAN; TRUSTEE | — |
| [Peter Michael Vilim](https://search.stillhousedata.com/person/692714) | VICE CHAIRMAN | — |
| [Richard Hanford Hurd](https://search.stillhousedata.com/person/692715) | MANAGING PARTNER, INVESTMENT MANAGEMENT | — |
| [Tara Lynn Marszewski](https://search.stillhousedata.com/person/692716) | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER; MANAGING PARTNER AND CHIEF FINANCIAL OFFICER & ADMINISTRATIVE OFFICER | — |
| [Todd Andrew Joseph](https://search.stillhousedata.com/person/692717) | CHIEF COMPLIANCE OFFICER | — |
| [Michelle Christine Wells](https://search.stillhousedata.com/person/692718) | MANAGING PARTNER, INVESTOR RELATIONS | — |
| [Stephanie Foster Brock](https://search.stillhousedata.com/person/692719) | MANAGING PARTNER, PROPERTY MANAGEMENT | — |
| [Phil Joseph Lukowski](https://search.stillhousedata.com/person/692720) | MANAGING PARTNER, PORTFOLIO MANAGEMENT | — |
| [Erick Steven Harris](https://search.stillhousedata.com/person/692721) | GENERAL COUNSEL; MANAGING PARTNER, GENERAL COUNSEL | — |
| [Jamie Diamond Schwartz](https://search.stillhousedata.com/person/692722) | TRUSTEE | — |
| [Tara Marszewski](https://search.stillhousedata.com/person/706856) | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER | — |
| [SCHWARTZ JAMIE DIAMOND](https://search.stillhousedata.com/person/746756) | TRUSTEE | — |
| [DENYER DOUGLAS GEORGE](https://search.stillhousedata.com/person/759312) | CHIEF FINANCIAL OFFICER | — |
| [SCHWARTZ DAVID REUBEN](https://search.stillhousedata.com/person/833591) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHAIRMAN; TRUSTEE | — |
| [VILIM PETER MICHAEL](https://search.stillhousedata.com/person/833592) | MANAGER; VICE CHAIRMAN | — |
| [ANKIN ERIN HARRIS](https://search.stillhousedata.com/person/833595) | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER AND GENERAL COUNSEL | — |
| [Hurd Richard Hanford](https://search.stillhousedata.com/person/846295) | CHIEF INVESTMENT OFFICER; MANAGING PARTNER, INVESTMENT MANAGEMENT | — |
| [Harris Ashley Steven](https://search.stillhousedata.com/person/853950) | GENERAL COUNSEL | — |
| [MARSZEWSKI TARA](https://search.stillhousedata.com/person/859193) | CHIEF FINANCIAL OFFICER; MANAGING PARTNER AND CHIEF FINANCIAL OFFICER | — |
| [JOSEPH TODD ANDREW](https://search.stillhousedata.com/person/859194) | CHIEF COMPLIANCE OFFICER | — |
| [LUKOWSKI PHIL NMN](https://search.stillhousedata.com/person/880959) | MANAGING PARTNER, PORTFOLIO MANAGEMENT | — |
| [WELLS MICHELLE CHRISTINE](https://search.stillhousedata.com/person/880960) | MANAGING PARTNER, INVESTOR RELATIONS | — |
| [BROCK STEPHANIE NMN](https://search.stillhousedata.com/person/880961) | MANAGING PARTNER, PROPERTY MANAGEMENT | — |
| [BROCK STEPHANIE FOSTER](https://search.stillhousedata.com/person/883679) | MANAGING PARTNER, PROPERTY MANAGEMENT | — |
| [LUKOWSKI PHIL JOSEPH](https://search.stillhousedata.com/person/883680) | MANAGING PARTNER, PORTFOLIO MANAGEMENT | — |


## Private funds (12)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P. | Real Estate Fund | Delaware | 28 | $1.4B | $500K |
| WATERTON RESIDENTIAL PROPERTY VENTURE XIV, L.P. | Real Estate Fund | Delaware | 38 | $1.0B | $500K |
| WATERTON RESIDENTIAL PROPERTY VENTURE XIII, L.P. | Real Estate Fund | Delaware | 23 | $599.2M | $597K |
| WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P. | Real Estate Fund | Delaware | 6 | $442.0M | $5.5M |
| WATERTON RESIDENTIAL PROPERTY VENTURE XIV NON-U.S., L.P. | Real Estate Fund | Delaware | 6 | $297.7M | $5.0M |
| WATERTON RESIDENTIAL PROPERTY VENTURE XIII PARALLEL FUND, L.P. | Real Estate Fund | Delaware | 4 | $214.4M | $33.8M |
| WRPV XIV SHOREHAM-TIDES CO-INVEST, L.P. | Real Estate Fund | Delaware | 4 | $91.5M | $12.2M |
| WATERTON RESIDENTIAL PROPERTY VENTURE XIII EDGE CO-INVEST, L.P. | Real Estate Fund | Delaware | 4 | $90.2M | $20.3M |
| WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. | Real Estate Fund | Delaware | 55 | $72.1M | $10.0M |
| WRPV XV CREDIT CO-INVEST, L.P. | Real Estate Fund | Delaware | 3 | $45.1M | $11.0M |
| WATERTON RESIDENTIAL PROPERTY VENTURE XI, L.P. | Real Estate Fund | Delaware | 8 | $2.5M | $200.0M |
| WATERTON RESIDENTIAL PROPERTY VENTURE XI (PF-1), L.P. | Real Estate Fund | Delaware | 57 | $369K | $100.0M |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| OJAI | CA | 1 | 312-948-4500 |
| — | — | 1 | 3034780320 |
| — | — | 1 | 312-476-2099 |
| — | — | 1 | 3129484572 |


## Fund service providers (3)

- custodian: WATERTON VENTURE XIII EDGE BLOCKER, LLC
- custodian: WATERTON VENTURE XIII INVESTORS II, LLC
- custodian: WATERTON VENTURE XIII MB, L.P.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285602/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285602/similar
- Related entities: https://search.stillhousedata.com/firm/285602/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285602

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.