# TONE CAPITAL, LLC

TONE CAPITAL, LLC of RICHMOND, VA is an SEC-registered investment adviser.

## Registration

- CRD: 285622
- Type: SEC-registered investment adviser
- SEC file number: 801-132702
- Location: 4120 W. BROAD STREET, RICHMOND, VA, 23230
- Phone: (804) 447-1404
- Latest filing: 2026-03-16
- Regulatory AUM: $118.3M
- Discretionary AUM: $115.0M
- Non-discretionary AUM: $3.2M
- Clients: 4
- Accounts: 320

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Stephen Sabo | PRINCIPAL | — |
| James Joseph Shannon | PRINCIPAL & CHIEF COMPLIANCE OFFICER | — |
| Michael Steven Peasley | PARTNER | — |
| Bonnie Mills Smallwood | PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285622/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285622/similar
- Related entities: https://search.stillhousedata.com/firm/285622/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285622

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.