# CETERA ADVISORY SERVICES LLC

CETERA ADVISORY SERVICES LLC of EL SEGUNDO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 285648
- Type: SEC-registered investment adviser
- SEC file number: 801-108603
- Location: 2301 ROSECRANS AVENUE, EL SEGUNDO, CA, 90245
- Phone: 310-257-7880
- Latest filing: 2026-08-11
- Clients: 14

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| [Kristy Marie Haley](https://search.stillhousedata.com/person/661432) | ADVISORY CHIEF COMPLIANCE OFFICER | — |
| [Jeffrey Robert Buchheister](https://search.stillhousedata.com/person/661433) | CHEIF FINANCIAL OFFICER | — |
| [Maura Rie Mizuguchi](https://search.stillhousedata.com/person/661434) | CHIEF ACCOUNTING OFFICER | — |
| [Thomas Andrew Gooley](https://search.stillhousedata.com/person/661435) | VICE PRESIDENT; VICE PRESIDENT, MANAGER | — |
| [Joseph Daniel Neary](https://search.stillhousedata.com/person/661436) | VICE PRESIDENT, MANAGER, CEO, PRESIDENT | — |
| [Stanley Robert Smiley](https://search.stillhousedata.com/person/661437) | VICE PRESIDENT | — |
| [Lisa Anne Gok](https://search.stillhousedata.com/person/661438) | SECRETARY; SECRETARY, MANAGER | — |
| [Allan Keith Shores](https://search.stillhousedata.com/person/661439) | TREASURER | — |
| [David James Van Havermaat](https://search.stillhousedata.com/person/661440) | ASSISTANT SECRETARY | — |
| [Winnie Ai-Ling Lee](https://search.stillhousedata.com/person/661441) | ASSISTANT SECRETARY | — |
| [Tamas Vays](https://search.stillhousedata.com/person/661442) | ASSISTANT SECRETARY | — |
| [Serge Budevich](https://search.stillhousedata.com/person/661444) | VICE PRESIDENT, TAX OFFICER | — |
| [Todd Christopher Mackay](https://search.stillhousedata.com/person/661445) | MANAGER | — |
| [Matthew Neil Kalani Fries](https://search.stillhousedata.com/person/662700) | VICE; VICE PRESIDENT | — |
| [Thomas Gooley](https://search.stillhousedata.com/person/662701) | VICE PRESIDENT, MANAGER | — |
| [Gary Lynn Chaffin](https://search.stillhousedata.com/person/679975) | TAX OFFICER | — |
| [Jeremy Scott Carr](https://search.stillhousedata.com/person/681167) | ASSISTANT SECRETARY | — |
| [Thomas Byron Taylor](https://search.stillhousedata.com/person/696785) | CEO, PRESIDENT | — |
| [GOK LISA ANNE](https://search.stillhousedata.com/person/727946) | SECRETARY | — |
| [SHELSON MARK PAUL](https://search.stillhousedata.com/person/734623) | TREASURER | — |
| [HARRISON BRETT LAMAR](https://search.stillhousedata.com/person/748069) | MANAGER | — |
| [SMILEY STANLEY ROBERT](https://search.stillhousedata.com/person/757338) | VICE PRESIDENT | — |
| [FRIES MATTHEW NEIL KALANI](https://search.stillhousedata.com/person/757591) | VICE | — |
| [ANTONIADES ADAM NICHOLAS](https://search.stillhousedata.com/person/759395) | PRESIDENT | — |
| [OLSON GREGORY ALAN](https://search.stillhousedata.com/person/762795) | ASSISTANT SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/285648/brochure
- Similar advisers: https://search.stillhousedata.com/firm/285648/similar
- Related entities: https://search.stillhousedata.com/firm/285648/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/285648

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.