# TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC of UPPER ARLINGTON, OH is an SEC-registered investment adviser.

## Registration

- CRD: 286037
- Type: SEC-registered investment adviser
- SEC file number: 801-108836
- Location: 5000 HORIZONS DRIVE, UPPER ARLINGTON, OH, 43220
- Phone: 614-761-9378
- Latest filing: 2026-07-27
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $32.8M
- Clients: 43
- Accounts: 5,021

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Joshua Richard Allen | CHIEF EXECUTIVE OFFICER AND PARTNER | — |
| Phillip Joseph Susi | EXECUTIVE VICE PRESIDENT AND PARTNER | — |
| Philip Hunter Bervig | CHIEF INVESTMENT OFFICER AND PARTNER | — |
| Branda Rhae Allen | CHIEF OPERATING OFFICER AND PARTNER | — |
| Rebecca Eve Goebel | CHIEF COMPLIANCE OFFICER | — |
| ALLEN J RICHARD | CHIEF EXECUTIVE OFFICER AND PARTNER; MEMBER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE; MEMBER, OWNER, CHIEF COMPLIANCE OFFICER, AND INVESTMENT ADVISOR REPRESENTATIVE | — |
| SUSI PHILLIP JOSEPH | EXECUTIVE VICE PRESIDENT AND PARTNER; MEMBER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE; OWNER AND INVESTMENT ADVISOR REPRESENTATIVE | — |
| ALLEN JOSHUA R | CHIEF COMPLIANCE OFFICER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE | — |
| BERVIG PHILIP HUNTER | CHIEF INVESTMENT OFFICER AND PARTNER; OWNER; OWNER & INVESTMENT ADVISER REPRESENTATIVE | — |
| CALL JULIANNE LORRAINE | CHIEF COMPLIANCE OFFICER AND PRINCIPAL | — |
| ALLEN BRANDA RHAE | CHIEF OPERATING OFFICER AND PARTNER; OWNER; OWNER & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| McCleese Matthew Ryan | DIRECTOR OF COMPLIANCE | — |
| GOEBEL REBECCA EVE | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/286037/brochure
- Similar advisers: https://search.stillhousedata.com/firm/286037/similar
- Related entities: https://search.stillhousedata.com/firm/286037/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/286037

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.