# GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.

GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. of SINGAPORE is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 286067
- Type: SEC-registered investment adviser
- SEC file number: 801-111734
- Location: 1 RAFFLES LINK, #07-01, SINGAPORE, 039393
- Phone: 65 6889 1000
- Latest filing: 2026-05-22
- Regulatory AUM: $13.8B
- Discretionary AUM: $13.8B
- Clients: 86
- Accounts: 26

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [Judith Leah Shandling](https://search.stillhousedata.com/person/661568) | CHIEF COMPLIANCE OFFICER - US MATTERS | — |
| [Sze Ming Chan](https://search.stillhousedata.com/person/690230) | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [Fabio Tramontano](https://search.stillhousedata.com/person/690231) | DIRECTOR | — |
| [Som Krishna](https://search.stillhousedata.com/person/690232) | DIRECTOR | — |
| [LEE KAHYEONG NMN](https://search.stillhousedata.com/person/793537) | DIRECTOR | — |
| [PATEL SHEILA HARILAL](https://search.stillhousedata.com/person/795349) | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [SHANDLING JUDITH LEAH](https://search.stillhousedata.com/person/836294) | CHIEF COMPLIANCE OFFICER - US MATTERS | — |
| [LAM TUAN](https://search.stillhousedata.com/person/846249) | DIRECTOR | — |
| [Ohn Kyuhyon NMN](https://search.stillhousedata.com/person/846305) | DIRECTOR | — |
| [CHAN SZE MING](https://search.stillhousedata.com/person/847818) | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [Lamming Richard Neil](https://search.stillhousedata.com/person/852327) | DIRECTOR | — |
| [LEE HUNG KE](https://search.stillhousedata.com/person/853953) | DIRECTOR | — |
| [LAM TUAN NMN](https://search.stillhousedata.com/person/853954) | DIRECTOR | — |
| [Tramontano Fabio](https://search.stillhousedata.com/person/864308) | DIRECTOR | — |
| [Kui Florence](https://search.stillhousedata.com/person/873362) | DIRECTOR | — |
| [WRIGLEY STUART](https://search.stillhousedata.com/person/879328) | DIRECTOR | — |


## Disclosures (91)

_Showing 10 of 18 distinct disclosure events._

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-05-09 | regulatory | EFFECTIVE AS OF MAY 4, 2026, SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") ISSUED A FINE, EQUIVALENT TO APPROXIMATELY US $162,600.00, AGAINST THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") BASED ON A FINDING THAT, DURING THE PERIOD BETWEEN MARCH 20, 2024 AND APRIL 9, 2025, GS GROUP FAILED TO TIMELY REPORT CH… | Final | $163K |
| 2024-09-25 | regulatory | ON SEPTEMBER 25, 2024, THE GOLDMAN SACHS GROUPS, INC. ("GS GROUP") ENTERED INTO AN ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC" AND THE ORDER, THE "SEC ORDER"), WHICH ALLEGED THAT GS GROUP AND CERTAIN OF ITS AFFILIATES FAILED TO TIMELY FILE RE… | Final | $300K |
| 2022-11-14 | regulatory | ON MAY 19, 2023, MS. SHANDLING WAS MADE AWARE OF AN ORDER BY THE SUPREME COURT OF THE STATE OF NEW YORK APPELLATE DIVISION, FIRST JUDICIAL DEPARTMENT (THE "COURT"), DATED NOVEMBER 14, 2022, SUSPENDING MS. SHANDLING FOR FAILURE TO FILE A BIENNIAL REGISTRATION AS A RETIRED ATTORNEY PER JUDICIARY LAW §… | Final | — |
| 2021-02-24 | regulatory | ON FEBRUARY 24, 2021, FINANSTILSYNET, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY CONCLUDED THAT GOLDMAN SACHS GROUP, INC., GOLDMAN SACHS INTERNATIONAL, AND GOLDMAN SACHS & CO. LLC VIOLATED THE NOTIFICATION REQUIREMENT UNDER SECTION 3-14 OF THE NORWEGIAN SECURITIES TRADING ACT, CF. REGULATION (EU)… | Final | $42K |
| 2020-10-22 | regulatory | ON OCTOBER 22, 2020, THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") ENTERED INTO A CONSENT ORDER FOR A CIVIL MONEY PENALTY WITH THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES (THE "DFS", AND THE CONSENT ORDER, THE "DFS ORDER"), WHICH ALLEGED VIOLATIONS OF THE NEW YORK BANKING LAW ("BANKING LAW") AR… | Final | $150.0M |
| 2020-10-22 | regulatory | ON OCTOBER 22, 2020, THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") ENTERED INTO AN ORDER TO CEASE AND DESIST AND ORDER OF ASSESSMENT OF A CIVIL MONEY PENALTY WITH THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (THE "FEDERAL RESERVE", AND THE ORDER, THE "FEDERAL RESERVE ORDER"), WHICH ALLEGED GS G… | Final | $154.0M |
| 2020-10-22 | regulatory | ON OCTOBER 22, 2020, THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") ENTERED INTO AN ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC" AND THE ORDER, THE "SEC ORDER"), WHICH ALLEGED GS GROUP FAILED TO REASONABLY MAINTAIN A SUFFICIENT SYSTEM OF INTERNAL… | Final | $400.0M |
| 2020-10-22 | criminal | AS DESCRIBED IN THE INFORMATION, FROM 2009 TO 2014, GS GROUP AND ITS AFFILIATES, THROUGH CERTAIN OF ITS EMPLOYEES AND AGENTS, KNOWINGLY AND WILLFULLY CONSPIRED AND AGREED WITH OTHERS TO CORRUPTLY PROVIDE PAYMENTS AND THINGS OF VALUE IN EXCHANGE FOR OBTAINING AND RETAINING BUSINESS. PURSUANT TO THE D… | Pending | — |
| 2019-09-20 | regulatory | ON SEPTEMBER 20, 2019 THE SWEDISH FINANCIAL SUPERVISORY AUTHORITY (FINANSINSPEKTIONEN - "SFSA") IMPOSED AN ADMINISTRATIVE FINE ON THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") IN THE AMOUNT OF 70,000 SWEDISH KRONA (SEK) (APPROXIMATELY USD 7,200). SFSA ALLEGES A VIOLATION BY GS GROUP OF CHAPTER 6, SECTI… | Final | $7K |
| 2018-05-01 | regulatory | THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (THE ""FEDERAL RESERVE"") HAS ALLEGED THAT: WHEREAS THE GOLDMAN SACHS GROUP, INC. (""GS GROUP"") SERVES AS A FOREIGN EXCHANGE (""FX"") DEALER THROUGH CERTAIN OF ITS INDIRECT SUBSIDIARIES (""FX SUBSIDIARIES""), BY BUYING AND SELLING U.S. DOLLARS AN… | Final | $54.8M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/286067/brochure
- Similar advisers: https://search.stillhousedata.com/firm/286067/similar
- Related entities: https://search.stillhousedata.com/firm/286067/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/286067

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.