# OCTAGON ASSET MANAGEMENT, LLC

OCTAGON ASSET MANAGEMENT, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 286248
- Type: SEC-registered investment adviser
- SEC file number: 801-110412
- Location: 615 S COLLEGE STREET, CHARLOTTE, NC, 28202-3354
- Phone: 212 683-8811
- Latest filing: 2026-03-05
- Regulatory AUM: $221.2M
- Discretionary AUM: $3.7M
- Non-discretionary AUM: $217.5M
- Clients: 4
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [Caldwell Mead Welles](https://search.stillhousedata.com/person/714836) | FOUNDER/MANAGING PARTNER; OWNER | — |
| [John Ericson Heyke](https://search.stillhousedata.com/person/714837) | CHIEF COMPLIANCE OFFICER | — |
| [WELLES CALDWELL MEAD](https://search.stillhousedata.com/person/734087) | FOUNDER/MANAGING PARTNER; OWNER | — |
| [HEYKE JOHN ERICSON](https://search.stillhousedata.com/person/752847) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| OCTAGON GLOBAL TRADE FUND, LTD | Hedge Fund | Cayman Islands | 2 | $5.5M | $1.0M |


## Fund service providers (1)

- administrator: SS&C

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/286248/brochure
- Similar advisers: https://search.stillhousedata.com/firm/286248/similar
- Related entities: https://search.stillhousedata.com/firm/286248/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/286248

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.