# AWM CAPITAL, LLC

AWM CAPITAL, LLC of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 287980
- Type: SEC-registered investment adviser
- SEC file number: 801-114373
- Location: 1 N. 1ST STREET, SUITE 525, PHOENIX, AZ, 85004
- Phone: (323) 940-1339
- Latest filing: 2026-03-13
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 38
- Accounts: 2,885

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Justin Michael Dyer | MEMBER | Pasadena, CA |
| Brandon Lee Averill | PARTNER | — |
| Erik Daniel Averill | MEMBER | — |
| Robert Don Mcconchie | MEMBER | — |
| David Rickard Penniall | MEMBER | — |
| Debra Bellantoni Lynch | CHIEF COMPLIANCE OFFICER | — |
| PENNIALL DAVID RICKARD | MEMBER; SHAREHOLDER | — |
| DYER JUSTIN MICHAEL | CHIEF INVESTMENT OFFICER; MEMBER | — |
| AVERILL BRANDON LEE | MANAGING MEMBER; PARTNER; PARTNER, CCO | — |
| AVERILL ERIK DANIEL | MEMBER | — |
| MCCONCHIE ROBERT DON | MEMBER; MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| AVERILL ANNE PENNIALL | CHIEF INVESTMENT OFFICER; INVESTMENT CONSULTANT | — |
| LYNCH DEBRA BELLANTONI | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-08-05 | regulatory | FAILURE TO COMPLETE THE REGISTRATION PROCESS OR WITHDRAW THE APPLICATION LEADING TO A NOTICE OF DENIAL OF REGISTRATION. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/287980/brochure
- Similar advisers: https://search.stillhousedata.com/firm/287980/similar
- Related entities: https://search.stillhousedata.com/firm/287980/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/287980

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.