# FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC of BOSTON, MA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 288590
- Type: SEC-registered investment adviser
- SEC file number: 801-112027
- Location: 245 SUMMER STREET, V2A, BOSTON, MA, 02210
- Phone: 617-563-7000
- Latest filing: 2025-03-17
- Regulatory AUM: $818.8B
- Discretionary AUM: $818.8B
- Clients: 15,424
- Accounts: 1,991,043

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (46)

_Showing 25 of 46 people._

| Name | Role | Location |
| --- | --- | --- |
| Gerard John McGraw | ELECTED MANAGER | Holmdel, NJ |
| Edward Crosby Johnson Iv | ELECTED MANAGER | — |
| Abigail Pierrepont Johnson | ELECTED MANAGER | — |
| Michael Engber Wilens | ELECTED MANAGER | — |
| Stephen Charles Neff | ELECTED MANAGER | — |
| Richard Gray Compson | ELECTED MANAGER/PRESIDENT | — |
| Karim Glorie Lynn | CHIEF LEGAL OFFICER/SECRETARY | — |
| David Nmn Peterson | ELECTED MANAGER | — |
| Sangeeta Nmn Moorjani | ELECTED MANAGER | — |
| Wilson Brechner Owens | ELECTED MANAGER | — |
| Brandon Leigh Lamb | CHIEF COMPLIANCE OFFICER | — |
| Kevin Michael Mclaughlin | CHIEF FINANCIAL OFFICER | — |
| Peter Eric Wiemeyer | ELECTED MANAGER | — |
| JOHNSON EDWARD CROSBY | ELECTED MANAGER | — |
| EVANS DENISE MARIE | CHIEF COMPLIANCE OFFICER | — |
| MURPHY MARGARET ANN | DIRECTOR; ELECTED MANAGER | — |
| SHELDON CHRISTOPHER EDWIN | ELECTED MANAGER/CHIEF INVESTMENT OFFICER | — |
| JOHNSON ABIGAIL PIERREPONT | ELECTED MANAGER | — |
| ASHKENAS NORMAN LEE | CHIEF COMPLIANCE OFFICER; ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | — |
| MCLAUGHLIN DAVID MICHAEL | CHIEF FINANCIAL OFFICER | — |
| MCDERMOTT EUGENE ANDREW | ELECTED MANAGER | — |
| SORENSEN STEVEN ROBERT | DIRECTOR; ELECTED MANAGER | — |
| OWENS WILSON BRECHNER | ELECTED MANAGER | — |
| MCGRAW GERARD JOHN | ELECTED MANAGER | — |
| REMONDI JOHN JOSEPH | ELECTED MANAGER | — |


## Disclosures (26)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-05-22 | regulatory | ON MAY 22, 2023, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC CAPITAL MARKET COMMISSION ("HCMC") THAT FMR LLC FAILED TO NOTIFY THE HCMC AND THE ISSUING COMPANY OF A CHANGE IN SHAREHOLDINGS IN A GREEK COMPANY IN A TIMELY MANNER. THE NOTIFICATION WAS MADE THREE… | Final | — |
| 2018-05-21 | regulatory | ON MAY 21, 2018, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$40,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH… | Final | $40K |
| 2017-02-28 | regulatory | ON FEBRUARY 28, 2017, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$1,700, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $2K |
| 2014-04-21 | regulatory | ON APRIL 21, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC REPUBLIC CAPITAL MARKET COMMISSION (THE "HCMC") THAT THE HCMC WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$6,300, AGAINST FMR LLC BASED ON A FINDING THAT, IN 2007, FMR LLC, FOR SHARES HELD B… | Final | $6K |
| 2014-02-24 | regulatory | ON FEBRUARY 24, 2014, FMR, LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$9,000, AGAINST FMR, LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SW… | Final | $9K |
| 2013-12-19 | regulatory | ON APRIL 14, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM LUXEMBOURG'S COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (THE "CSSF") THAT THE CSSF WAS ISSUING AN ADMINISTRATIVE FINE OF APPROXIMATELY US$5,000 AGAINST FMR LLC BASED ON THE FINDING THAT FMR LLC, FOR SHARE… | Final | $5K |
| — | regulatory | — | — | — |


## Branch offices (26)

_Showing 15 of 26 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| WESTLAKE | TX | 1,271 | 800-544-6666 |
| SALT LAKE CITY | UT | 1,013 | 800-544-6666 |
| COVINGTON | KY | 892 | 859-386-3463 |
| MERRIMACK | NH | 757 | 800-343-3548 |
| JACKSONVILLE | FL | 714 | 800-544-6666 |
| GREENWOOD VILLAGE | CO | 670 | 800-544-6666 |
| DURHAM | NC | 429 | 800-544-6666 |
| COVINGTON | KY | 267 | 800-544-6666 |
| BOSTON | MA | 256 | 800-343-3548 |
| SMITHFIELD | RI | 256 | 800-544-6666 |
| BOSTON | MA | 256 | 800-343-3548 |
| MERRIMACK | NH | 167 | 800-557-1900 |
| COVINGTON | KY | 121 | 800-343-3548 |
| SALT LAKE CITY | UT | 80 | 800-544-5586 |
| ATLANTA | GA | 78 | 800-542-2158 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/288590/brochure
- Similar advisers: https://search.stillhousedata.com/firm/288590/similar
- Related entities: https://search.stillhousedata.com/firm/288590/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/288590

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.