# SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC

SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC of RED BANK, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 288663
- Type: SEC-registered investment adviser
- SEC file number: 801-110658
- Location: 199 BROAD STREET, RED BANK, NJ, 07701
- Phone: (732) 542-1565
- Latest filing: 2026-03-13
- Regulatory AUM: $339.0M
- Discretionary AUM: $339.0M
- Clients: 12
- Accounts: 1,119

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| John Lewis Smallwood | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| SMALLWOOD JOHN LEWIS | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/288663/brochure
- Similar advisers: https://search.stillhousedata.com/firm/288663/similar
- Related entities: https://search.stillhousedata.com/firm/288663/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/288663

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.