# MAGNUS FINANCIAL GROUP LLC

MAGNUS FINANCIAL GROUP LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 289423
- Type: SEC-registered investment adviser
- SEC file number: 801-111093
- Location: 90 PARK AVENUE, SUITE 1800, NEW YORK, NY, 10016
- Phone: 800-339-1367
- Latest filing: 2026-03-31
- Regulatory AUM: $2.3B
- Discretionary AUM: $2.2B
- Non-discretionary AUM: $132.5M
- Clients: 24
- Accounts: 4,782

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Corporations

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| David H Harrison | CHIEF COMPLIANCE OFFICER | — |
| Michael Scott Schwartz | CHIEF EXECUTIVE OFFICER; OWNER | — |
| Louis V Sorsaia | CHIEF OPERATING OFFICER | — |
| SCHWARTZ ROBERT SCOTT | CHIEF EXECUTIVE OFFICER; OWNER | — |
| SHUCKEROW MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER; OWNER | — |
| HARRISON DAVID H | CHIEF COMPLIANCE OFFICER | — |
| BARBER THOMAS KELLY | CHIEF MARKETING OFFICER | — |
| SORSAIA LOUIS V | CHIEF OPERATING OFFICER | — |
| David H. Harrison | CHIEF COMPLIANCE OFFICER | New Rochelle, NY |
| Louis V. Sorsaia | CHIEF OPERATING OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/289423/brochure
- Similar advisers: https://search.stillhousedata.com/firm/289423/similar
- Related entities: https://search.stillhousedata.com/firm/289423/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/289423

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.