# CCB SECURITIES LIMITED

CCB SECURITIES LIMITED of KOWLOON BAY, KOWLOON is an SEC-registered investment adviser.

## Registration

- CRD: 289781
- Type: SEC-registered investment adviser
- SEC file number: 801-112053
- Location: 18/F, CCB CENTRE, 18 WANG CHIU ROAD, KOWLOON BAY, KOWLOON
- Phone: +852 3918 6177
- Latest filing: 2021-03-17
- Regulatory AUM: $7.8M
- Discretionary AUM: $7.8M
- Clients: 11
- Accounts: 1

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [Ting Zhang](https://search.stillhousedata.com/person/721929) | PORTFOLIO MANAGER | — |
| [LIU DIANA C](https://search.stillhousedata.com/person/819869) | INTERNAL CONTROL MANAGER | — |
| [LOK YAN KA](https://search.stillhousedata.com/person/845397) | CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER AND EXECUTIVE DIRECTOR | — |
| [YAN KA LOK](https://search.stillhousedata.com/person/848166) | PORTFOLIO MANAGER | — |
| [LAU CHUN SING](https://search.stillhousedata.com/person/848167) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/289781/brochure
- Similar advisers: https://search.stillhousedata.com/firm/289781/similar
- Related entities: https://search.stillhousedata.com/firm/289781/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/289781

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.