# B.A. ROBERTS FINANCIAL SERVICES, INC.

B.A. ROBERTS FINANCIAL SERVICES, INC. of MARQUETTE, MI is an SEC-registered investment adviser.

## Registration

- CRD: 289856
- Type: SEC-registered investment adviser
- SEC file number: 801-112254
- Location: 989 WEST WASHINGTON STREET, SUITE 101, MARQUETTE, MI, 49855
- Phone: (906) 228-5564
- Latest filing: 2026-03-25
- Regulatory AUM: $373.9M
- Discretionary AUM: $346.1M
- Non-discretionary AUM: $27.7M
- Clients: 8
- Accounts: 1,583

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Bruce Allan Roberts | PRESIDENT; PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| Stefany Lynn Carrick | CHIEF OF STAFF | — |
| Jon Charles Mommaerts | PRESIDENT; PRINCIPAL | — |
| MOMMAERTS JON CHARLES | PRESIDENT; PRINCIPAL | — |
| ROBERTS BRUCE ALLAN | PRESIDENT; PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| CARRICK STEFANY LYNN | CHIEF OF STAFF | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/289856/brochure
- Similar advisers: https://search.stillhousedata.com/firm/289856/similar
- Related entities: https://search.stillhousedata.com/firm/289856/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/289856

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.