# ROSENWALD CAPITAL MANAGEMENT, INC.

ROSENWALD CAPITAL MANAGEMENT, INC. of REDONDO BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 290118
- Type: SEC-registered investment adviser
- SEC file number: 801-112520
- Location: 121 WEST TORRANCE BLVD., SUITE 100, REDONDO BEACH, CA, 90277
- Phone: 310-318-9000
- Latest filing: 2026-06-29
- Regulatory AUM: $248.1M
- Discretionary AUM: $248.1M
- Clients: 6
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [Christopher Alfred Ha](https://search.stillhousedata.com/person/691059) | CHIEF COMPLIANCE OFFICER | — |
| [James Benno Rosenwald](https://search.stillhousedata.com/person/691064) | DIRECTOR, PRESIDENT; TRUSTEE | — |
| [Jocelyn May Rosenwald](https://search.stillhousedata.com/person/691065) | DIRECTOR | — |
| [Laura Parker Rosenwald](https://search.stillhousedata.com/person/691066) | EXECUTIVE VICE PRESIDENT; TRUSTEE | — |
| [Jill Nmn Rosenwald](https://search.stillhousedata.com/person/715930) | DIRECTOR | — |
| [Anita Nmn Vora](https://search.stillhousedata.com/person/715931) | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | — |
| [ROSENWALD JAMES BENNO](https://search.stillhousedata.com/person/730856) | DIRECTOR; DIRECTOR, PRESIDENT; TRUSTEE | — |
| [ROSENWALD JILL](https://search.stillhousedata.com/person/823797) | DIRECTOR | — |
| [KRAMER STEVEN OLIVER](https://search.stillhousedata.com/person/841478) | GENERAL COUNSEL | — |
| [ROSENWALD JOCELYN](https://search.stillhousedata.com/person/851078) | DIRECTOR | — |
| [ROSENWALD LAURA PARKER](https://search.stillhousedata.com/person/851079) | EXECUTIVE VICE PRESIDENT; TRUSTEE | — |
| [VORA ANITA](https://search.stillhousedata.com/person/851080) | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | — |
| [KRAMER STEVEN O](https://search.stillhousedata.com/person/851081) | CHIEF COMPLIANCE OFFICER | — |
| [HA CHRISTOPHER ALFRED](https://search.stillhousedata.com/person/864167) | CHIEF COMPLIANCE OFFICER | — |
| [ROSENWALD JOCELYN MAY](https://search.stillhousedata.com/person/866537) | DIRECTOR | — |
| [ROSENWALD JILL NMN](https://search.stillhousedata.com/person/878617) | DIRECTOR | — |
| [VORA ANITA NMN](https://search.stillhousedata.com/person/878618) | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/290118/brochure
- Similar advisers: https://search.stillhousedata.com/firm/290118/similar
- Related entities: https://search.stillhousedata.com/firm/290118/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/290118

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.