# TROTT BROOK FINANCIAL, INC.

TROTT BROOK FINANCIAL, INC. of ANOKA, MN is an SEC-registered investment adviser.

## Registration

- CRD: 290962
- Type: SEC-registered investment adviser
- SEC file number: 801-135880
- Location: 3601 THURSTON AVE, SUITE 102, ANOKA, MN, 55303
- Phone: (763) 213-1000
- Latest filing: 2026-04-23
- Regulatory AUM: $120.5M
- Discretionary AUM: $120.5M
- Clients: 3
- Accounts: 389

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| STEFFEN JAMES WARREN | FOUNDER / CEO / CCO | — |
| James Warren Steffen | FOUNDER / CEO / CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/290962/brochure
- Similar advisers: https://search.stillhousedata.com/firm/290962/similar
- Related entities: https://search.stillhousedata.com/firm/290962/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/290962

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.