# ROYAL CAPITAL WEALTH MANAGEMENT LLC

ROYAL CAPITAL WEALTH MANAGEMENT LLC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 292217
- Type: SEC-registered investment adviser
- SEC file number: 801-113892
- Phone: 866-729-6552
- Latest filing: 2026-03-29
- Regulatory AUM: $204.2M
- Discretionary AUM: $204.2M
- Clients: 2
- Accounts: 202

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Lee Johnson | MANAGING MEMBER | Sarasota, FL |
| Johnson Lee | MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | Taipei City 100, F5 |
| Andrew Jay Johnson | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| JOHNSON RICHARD JAY | MANAGING MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-01-22 | regulatory | MR. JOHNSON WAS NAMED A RESPONDENT IN A FINRA COMPLAINT ALLEGING THAT HE CONVERTED HIS MEMBER FIRM'S FUNDS WHICH HE HAD RECEIVED DUE TO A SYSTEM ERROR. THE COMPLAINT ALSO ALLEGES THAT IN BOTH A WRITTEN RESPONSE TO A REQUEST FOR INFORMATION AND AN ON-THE-RECORD INTERVIEW, MR. JOHNSON PROVIDED FALSE A… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/292217/brochure
- Similar advisers: https://search.stillhousedata.com/firm/292217/similar
- Related entities: https://search.stillhousedata.com/firm/292217/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/292217

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.