# BELLE HAVEN INVESTMENTS, L.P.

BELLE HAVEN INVESTMENTS, L.P. of RYE BROOK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 29278
- Type: SEC-registered investment adviser
- SEC file number: 801-62290
- Location: 800 WESTCHESTER AVENUE, SUITE N607, RYE BROOK, NY, 10573-1301
- Phone: 914-816-4633
- Latest filing: 2026-07-01
- Regulatory AUM: $24.5B
- Discretionary AUM: $24.5B
- Clients: 47
- Accounts: 27,599

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Laura Jean Chapman | CHIEF EXECUTIVE OFFICER/ CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| Joseph Matthew Dalton | FOUNDER/CHAIRMAN/PRESIDENT; LIMITED PARTNER,CEO; SHAREHOLDER - PRESIDENT | — |
| Melissa Ann Chaffee | CHIEF COMPLIANCE OFFICER | — |
| Michael Dominick Menna | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/FINOP | — |
| STEFFEN MARK WALTER | LIMITED PARTNER; LIMITED PARTNER,CHIEF COMPLIANCE OFFICER; LIMITED PARTNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| DALTON JOSEPH MATTHEW | LIMITED PARTNER; LIMITED PARTNER,CEO; SHAREHOLDER - PRESDIENT (+1 more) | — |
| CAVANAGH KEVIN JOSEPH | EXECUTIVE VICE PRESIDENT-CHIEF COMPLIANCE OFFICER | — |
| MCALLISTER DUANE ALAN | LIMITED PARTNER | — |
| BELL RICHARD JAMES | LIMITED PARTNER; PRESIDENT; SHAREHOLDER | — |
| SCHUM STEPHEN J | CHIEF FINANCIAL OFFICER; FINOP AND CHIEF FINANCIAL OFFICER; SENIOR BUSINESS ADVISOR, PARTNER | — |
| CHAPMAN LAURA JEAN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| CHAFFEE MELISSA ANN | CHIEF COMPLIANCE OFFICER | — |
| MENNA MICHAEL DOMINICK | CHIEF FINANCIAL OFFICER/FINOP; FINOP | — |
| Matthew Sherman Thomas | CO-CHIEF INVESTMENT OFFICER | — |
| Mark Christiana | CO-CHIEF INVESTMENT OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-06-30 | regulatory | FINRA ALLEGED VARIOUS VIOLATIONS OF FINRA AND SEC RULES RELATING TO 2013 TRADE REPORTING TO THE TRADE REPORTING AND COMPLIANCE ENGINE ("TRACE") AND THE MUNICIPAL SECURITIES RULEMAKING BOARD'S ("MSRB") REAL-TIME TRANSACTION REPORTING SYSTEM ("RTRS") RULES. | Final | $23K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/29278/brochure
- Similar advisers: https://search.stillhousedata.com/firm/29278/similar
- Related entities: https://search.stillhousedata.com/firm/29278/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/29278

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.