# NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION of EL SEGUNDO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 29604
- Type: SEC-registered investment adviser
- SEC file number: 801-41015
- Location: 100 NORTH SEPULVEDA BLVD, SUITE 1800, EL SEGUNDO, CA, 90245
- Phone: 888-711-6726
- Latest filing: 2018-06-13
- Clients: 15

## Officers, owners & control persons (63)

_Showing 25 of 63 people._

| Name | Role | Location |
| --- | --- | --- |
| NIEDERMEIER LYNN ROSE | PRESIDENT/CEO | — |
| DREFFEIN MARY SHAWN | PRESIDENT | — |
| MEYER THOMAS JOHN | DIRECTOR; DIRECTOR/SECRETARY; SECRETARY | — |
| COLLINS MAURA KATHRYN | CFO/SVP; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC; FINOP/CFO (+4 more) | — |
| MCGOVERN WILLIAM DAVID | SENIOR VICE PRESIDENT OPERATION & MARKETING | — |
| JOHNSON GREGORY CHARLES | PRESIDENT/CEO; PRESIDENT/CEO/DIRECTOR; SVP, BUSINESS DEVELOPMENT (+2 more) | — |
| JOHNSON JOHN MICHAEL | SVP, CFO, COO; SVP, COO | — |
| MCGINNIS STEVEN KENT | SVP LEGAL | — |
| WELLS LEON ANDREW | BOARD OF DIRECTORS | — |
| HOPPING ANDREW BOUTWELL | FINOP/BOARD OF DIRECTORS; VP BOARD OF DIRECTORS | — |
| NERUD MARK DANIEL | VICE PRESIDENT | — |
| PENE STEPHAN ROBERT | VICE PRESIDENT CONTROLLER; VP  CONTROLLER/FINOP | — |
| SMITH JANE MARIE | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | — |
| LEWIS SCOTT CRAIG | VP, MARKETING | — |
| JACK CLIFFORD JAMES | BOARD OF DIRECTORS; DIRECTOR; NPH PRESIDENT AND CEO/ DIRECTOR | — |
| SCHAB BONNIE GAE | SVP - NEW BUSINESS DEVELOPMENT | — |
| MARTINEZ WENDY TAMIE | SVP OPERATIONS; SVP OPERATIONS/SROP; VP OPERATIONS (+2 more) | — |
| BOSCH KIRSTEN RENATA | 1ST VP BRANCH DEVELOPMENT; VP BRANCH DEVELOPMENT | — |
| HALEY SEAN PATRICK | AVP COMPLIANCE; CHIEF COMPLIANCE OFFICER | — |
| JACOBSEN BRYAN K | AVP, COMPLIANCE; AVP, COMPLIANCE/CROP; VP COMPLIANCE (+2 more) | — |
| MARTINEZ OSCAR | VP COMMUNICATIONS | — |
| RUTHERFORD PATRICIA ANN | CHIEF COMPLIANCE OFFICER | — |
| LANDEFELD JENNIFER LEE | NPH SENIOR VICE PRESIDENT; NPH SENIOR VICE PRESIDENT/DUE DILIGENCE | — |
| TOLLEY PAUL JONATHAN | 1ST VP COMPLIANCE; 1ST VP COMPLIANCE - CROP; ASSIST VICE PRESIDENT, COMPLIANCE (+3 more) | — |
| MILLER JAMES PETER | NPH SVP, OPERATIONS; VICE PRESIDENT - OPERATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/29604/brochure
- Similar advisers: https://search.stillhousedata.com/firm/29604/similar
- Related entities: https://search.stillhousedata.com/firm/29604/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/29604

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.