# PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED

PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 296741
- Type: SEC exempt reporting adviser
- SEC file number: 802-113483
- Location: 33/F THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
- Phone: 852-2918-0088
- Latest filing: 2026-03-31

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Derek Roy Crane](https://search.stillhousedata.com/person/4957) | GROUP CHIEF OPERATING OFFICER | Hong Kong, K3 |
| [Timothy Montfort Gardner](https://search.stillhousedata.com/person/4958) | GROUP GENERAL COUNSEL | Hong Kong, K3 |
| [Christopher Marcus Gradel](https://search.stillhousedata.com/person/68719) | DIRECTOR | Hong Kong, K3 |
| [Weijian Shan](https://search.stillhousedata.com/person/685304) | SHAREHOLDER | — |
| [Kevin Yuk Lung Chan](https://search.stillhousedata.com/person/719442) | GROUP HEAD OF COMPLIANCE | — |
| [Zhanyun Liu](https://search.stillhousedata.com/person/723575) | DIRECTOR | — |
| [LEWIS JARED ROBERT](https://search.stillhousedata.com/person/827806) | GENERAL COUNSEL; GROUP GENERAL COUNSEL | — |
| [CRANE DEREK ROY](https://search.stillhousedata.com/person/870358) | GROUP CHIEF OPERATING OFFICER | — |
| [SHAN WEIJIAN](https://search.stillhousedata.com/person/873737) | SHAREHOLDER | — |
| [GRADEL CHRISTOPHER MARCUS](https://search.stillhousedata.com/person/886931) | DIRECTOR | — |
| [LIU ZHANYUN](https://search.stillhousedata.com/person/886934) | DIRECTOR | — |
| [FONG HERMAN YAT WO](https://search.stillhousedata.com/person/886937) | DIRECTOR | — |
| [Chan Kevin Yuk Lung](https://search.stillhousedata.com/person/896666) | GROUP HEAD OF COMPLIANCE; HEAD OF COMPLIANCE | — |
| [Salathe Gregory Robert](https://search.stillhousedata.com/person/904277) | GROUP GENERAL COUNSEL; GROUP GENERAL COUNSEL (PAG) | — |
| [Gardner Timothy Montfort](https://search.stillhousedata.com/person/908285) | GROUP GENERAL COUNSEL (PAG) | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-11-03 | regulatory | UNCOVERED SHORT SALE ORDER SUBMITTED ON THE KOREAN STOCK EXCHANGE. | Final | $7K |
| 2016-03-16 | regulatory | QFII ACCOUNT END OF DAY STOCK INDEX FUTURE POSITIONS EXCEEDED INVESTMENT QUOTA ON CERTAIN DAYS IN JUNE AND JULY 2015. | Final | — |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/296741/brochure
- Similar advisers: https://search.stillhousedata.com/firm/296741/similar
- Related entities: https://search.stillhousedata.com/firm/296741/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/296741

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.